Joshua E. Meltzer
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Joshua Evan Meltzer, CFP®, who also goes by Joshua E Meltzer, was a registered financial professional .
Joshua is a previously registered financial professional and started their career in finance in 1985. Joshua had worked at 12 firms and has passed the Series 63, Series 7, Series 6, Series 53, Series 27, Series 4, Series 24 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 9, 2001 - February 1, 2013
SENTINEL SECURITIES, LLC.
November 12, 1998 - February 1, 2013
SENTINEL PENSION ADVISORS, LLC.
September 5, 1997 - January 10, 2000
RAYMOND JAMES FINANCIAL SERVICES, INC.
January 31, 1997 - September 5, 1997
OSAIC WEALTH, INC.
January 24, 1997 - January 31, 1997
KEOGLER, MORGAN & COMPANY, INC.
June 3, 1996 - August 16, 1996
THE ADVISORS GROUP, INC.
May 3, 1989 - May 31, 1996
CARILLON INVESTMENTS, INC.
September 24, 1987 - January 2, 1988
MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY
September 24, 1987 - April 24, 1989
MML INVESTORS SERVICES, LLC
October 8, 1986 - September 23, 1987
IFMG SECURITIES, INC.
July 22, 1985 - October 10, 1986
MIA FINANCIAL SERVICES, INC.
January 3, 1985 - August 14, 1985
SUN LIFE FINANCIAL DISTRIBUTORS, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
SENTINEL SECURITIES, LLC.
CRD#: 110942 / SEC#: , 8-53142
Contact information
FINRA licenses (50 States and Territories)
Disclosures
| Regulatory Event | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
