Thomas J. Wood
Professional summary
Thomas Judson Wood, who also goes by Tom Judson Wood, Tom Wood, Tommy Judson Wood, is a registered financial professional currently at WOODMEN FINANCIAL SERVICES, INC. located in Omaha, Nebraska.
Thomas is registered as a RR (Registered Representative) and started their career in finance in 1984. Thomas has worked at 4 firms and has passed the Series 63, SIE, Series 6 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Thomas Judson Wood's CRS (Customer Relationship Summary).
Certified licenses
Experience
December 24, 2014 - Present
WOODMEN FINANCIAL SERVICES, INC.
Office #1: 1700 Farnam Street, Omaha, NE 68102May 8, 1992 - November 24, 1992
MOMENTUM INDEPENDENT NETWORK INC.
January 3, 1990 - October 2, 1990
EDWARD JONES
August 18, 1988 - August 17, 1989
CAPITOL SECURITIES GROUP, INC.
December 18, 1984 - July 21, 1988
EDWARD JONES
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(1/12/2015)
Exams
FINRA
Current Firm
WOODMEN FINANCIAL SERVICES, INC.
CRD#: 117365 / SEC#: , 8-53592
Contact information
FINRA licenses (38 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| WFS HOLDINGS, INC. | 100% OWNER OF WOODMEN FINANCIAL SERVICES, INC. | |
| BENGTSON, CYNTHIA SHAWN | DIRECTOR AND CHAIRMAN | 6073749 |
| BUDERUS, TIMOTHY KEVIN | PRESIDENT, CEO AND DIRECTOR | 3083401 |
| DARLING, DANIEL RUSSELL | SENIOR SALES MANAGER | 5220507 |
| DAY, JACOB MICHAEL | DIRECTOR | 5003086 |
| DRIFFILL, CHARLES REICH JR. | DIRECTOR | 5239194 |
| EBLEN, LINDSEY JEAN | FINOP AND REVIEW PRINCIPAL (CFO)/TREASURER | 4496236 |
| OLARI, NICHOLAS CONNER | DIRECTOR AND SECRETARY | 6079027 |
| PORTER, RAHJA | CHIEF COMPLIANCE OFFICER | 6860469 |
| ROSAUER, ADAM THOMAS | MANAGER OF OPERATIONS | 4761408 |
Red Flags
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Company Information
WOODMEN FINANCIAL SERVICES, INC.
CRD#: 117365Omaha, NE 68102TRUST BUT VERIFY
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