Gregory A. Winn
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Gregory Alan Winn was a registered financial professional .
Gregory is a previously registered financial professional and started their career in finance in 1985. Gregory had worked at 7 firms and has passed the Series 63, Series 22 and Series 39 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 1, 1992 - February 19, 1993
BENCHMARK EQUITY CORPORATION
August 19, 1992 - October 1, 1992
WELLINGTON ASHFORD CAPITAL, INC.
November 2, 1990 - July 6, 1992
TOUCHSTONE CAPITAL CORPORATION
August 22, 1989 - September 9, 1989
THUNDERBIRD CAPITAL, INC.
November 16, 1988 - July 18, 1989
INDEPENDENT RESOURCE SECURITIES, INC.
March 2, 1987 - April 19, 1988
CULLUM & SANDOW SECURITIES, INC.
January 15, 1985 - February 14, 1985
R.E. SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
BENCHMARK EQUITY CORPORATION
CRD#: 23080 / SEC#: , 8-44932
Contact information
Documents
Red Flags
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