John D. Adler
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
John David Adler, who also goes by J David Adler, was a registered financial professional .
John is a previously registered financial professional and started their career in finance in 1985. John had worked at 3 firms and has passed the Series 63, Series 7 and Series 18 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 6, 1996 - December 16, 2013
THE WINCHESTER GROUP, INC.
June 6, 1996 - December 16, 2013
THE WINCHESTER GROUP, INC.
March 26, 1990 - July 6, 1992
ATALANTA SOSNOFF MANAGEMENT, LLC
April 9, 1985 - February 6, 1990
GLICKENHAUS & CO.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 18
Date: 3/16/1985
Securities Industry Rules and Regulations ExaminationCurrent Firm
THE WINCHESTER GROUP, INC.
CRD#: 27704 / SEC#: 801-37906, 8-43202
Contact information
Disclosures
| Regulatory Event | 3 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
