Joe F. Moore
Professional summary
Joe Farnham Moore JR, who also goes by Joe Farnham Moore Jr, is a registered financial professional currently at HEROLD & LANTERN INVESTMENTS, INC. located in Houston, Texas.
Joe is registered as a RR (Registered Representative) and started their career in finance in 1984. Joe has worked at 8 firms and has passed the Series 63, SIE, Series 7, Series 4 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Joe Farnham Moore JR's CRS (Customer Relationship Summary).
Certified licenses
Experience
September 19, 2025 - Present
HEROLD & LANTERN INVESTMENTS, INC.
Office #1: 9601 Katy Freeway Suite 400, Houston, TX 77024November 27, 2013 - September 22, 2025
MARINER INVESTMENT GROUP
August 24, 1994 - May 1, 2009
MARINER INVESTMENT GROUP
December 10, 1992 - August 17, 1994
RHODES SECURITIES, INC.
August 3, 1992 - November 17, 1992
MOMENTUM INDEPENDENT NETWORK INC.
November 21, 1990 - August 18, 1992
BRIGHTON FINANCIAL CORPORATION, INC.
December 22, 1988 - November 23, 1990
PRINCIPAL FINANCIAL SECURITIES,INC.
May 19, 1988 - January 9, 1989
HOUSTON INVESTMENT SECURITIES BROKERAGE SERVICES, INC.
December 21, 1984 - April 25, 1988
MAY & O'CONNOR CAPITAL INC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(10/20/2025)
(10/21/2025)
(10/28/2025)
(10/21/2025)
(9/23/2025)
(9/19/2025)
(10/21/2025)
(9/19/2025)
(10/23/2025)
Exams
FINRA
Current Firm
HEROLD & LANTERN INVESTMENTS, INC.
CRD#: 30996 / SEC#: , 8-45285
Contact information
FINRA licenses (51 States and Territories)
Red Flags
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