Larry S. Hipschman
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Larry Steven Hipschman was a registered financial professional .
Larry is a previously registered financial professional and started their career in finance in 1984. Larry had worked at 9 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 8, 2024 - January 6, 2025
ADP BROKER-DEALER, INC.
November 30, 2016 - January 4, 2024
MORGAN STANLEY
April 21, 2016 - January 4, 2024
MORGAN STANLEY
June 12, 2013 - March 28, 2014
R. SEELAUS & CO., LLC
November 28, 1997 - September 1, 1998
SALOMON BROTHERS INC.
September 21, 1992 - August 29, 2011
CITIGROUP GLOBAL MARKETS INC.
November 14, 1990 - May 14, 1992
REICH & CO., INC.
September 15, 1989 - November 23, 1990
PRUDENTIAL EQUITY GROUP, LLC
March 5, 1985 - September 15, 1989
THOMSON MCKINNON SECURITIES INC.
December 18, 1984 - February 26, 1985
HOMESTEAD SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
ADP BROKER-DEALER, INC.
CRD#: 37693 / SEC#: , 8-47885
Contact information
FINRA licenses (52 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| ADP ATLANTIC, LLC | SHAREHOLDER | |
| BARRENECHEA, PATRICIA MARGOT | FINOP | 1715189 |
| BLAKE, JAMES PATRICK | PRESIDENT, DIRECTOR | 3078844 |
| BOYLE, JAMES RICHARD | AML OFFICER | 3137180 |
| DOSPASSOS-KRIEG, KRISTIN ANNE | DIRECTOR | 3079254 |
| HANLEY, JUANITA DAVIDA | CHIEF COMPLIANCE OFFICER, VICE PRESIDENT | 5217439 |
| HODGES, JEFFRY AARON | DIRECTOR | 5865575 |
| HUREAU, MICHAEL RAY | DIRECTOR | 5990787 |
| MCCUE, TERRANCE | RISK MANAGEMENT OFFICER | 7259942 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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