Howard T. Haynes
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Howard Thomas Haynes, who also goes by Howard Thomas Hayes, Bud Haynes, was a registered financial professional .
Howard is a previously registered financial professional and started their career in finance in 1985. Howard had worked at 6 firms and has passed the Series 63, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 27, 2002 - March 31, 2005
SAXONY SECURITIES, INC.
January 3, 1994 - October 30, 1998
LPL FINANCIAL LLC
January 15, 1988 - January 3, 1994
WALNUT STREET SECURITIES, INC.
June 3, 1987 - January 30, 1988
INTEGRATED RESOURCES EQUITY CORPORATION
October 15, 1986 - June 5, 1987
MID-OHIO SECURITIES CORP
January 30, 1985 - October 22, 1986
PARKER/HUNTER INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
SAXONY SECURITIES, INC.
CRD#: 115547 / SEC#: , 8-53490
Contact information
FINRA licenses (52 States and Territories)
Direct owners and executive officers
Disclosures
| Regulatory Event | 2 |
| Arbitration | 1 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
