John D. Gangi
Professional summary
John David Gangi, who also goes by John David Gangi, is a registered financial advisor currently at STERLING CAPITAL MANAGEMENT LLC located in West Palm Beach, Florida.
John is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1985. John has worked at 6 firms and has passed the Series 65, Series 63, Series 55, Series 7, Series 53, Series 27 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view John David Gangi's CRS (Customer Relationship Summary).
Certified licenses
Experience
August 12, 2020 - Present
STERLING CAPITAL MANAGEMENT LLC
February 27, 2019 - August 5, 2020
TRUIST ADVISORY SERVICES, INC.
December 16, 2013 - June 4, 2014
MYD MARKET, INC
January 1, 1999 - December 23, 2011
SECURITY DEALERS GUILD, INC.
April 20, 1987 - August 7, 1997
CHAPDELAINE TULLETT PREBON, LLC
January 23, 1985 - April 21, 1987
MCLAUGHLIN, PIVEN, VOGEL SECURITIES, INC.
Primary Firm SEC Registration
STERLING CAPITAL MANAGEMENT LLC
CRD#: 135405 / SEC#: 801-64257
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(8/12/2020)
Exams
Series 55
Date: 5/18/2000
Limited Representative-Equity Trader ExamCurrent Firm
STERLING CAPITAL MANAGEMENT LLC
CRD#: 135405 / SEC#: 801-64257
Contact information
SEC notice filing (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 3,535 |
| AUM (Assets Under Management) | $ 66,159,908,769 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 04/10/2025 | ||
| 03/28/2024 | ||
| 04/28/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
