Judy A. Vandall
Professional summary
Judy Ann Vandall is a registered financial professional currently at N.I.S. FINANCIAL SERVICES, INC. located in Kansas City, Missouri.
Judy is registered as a RR (Registered Representative) and started their career in finance in 1985. Judy has worked at 1 firm and has passed the Series 63, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Judy Ann Vandall's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 11, 1985 - Present
N.I.S. FINANCIAL SERVICES, INC.
Office #1: 500 E. 9th St., Kansas City, MO 64106State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(5/6/2019)
(4/12/1985)
(6/28/2016)
(6/12/2023)
(2/27/2009)
(1/3/2022)
(2/12/2020)
Exams
FINRA
Current Firm
N.I.S. FINANCIAL SERVICES, INC.
CRD#: 5361 / SEC#: , 8-15919
Contact information
FINRA licenses (30 States and Territories)
Disclosures
| Regulatory Event | 3 |
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