Steven J. Metz
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Steven Jay Metz was a registered financial professional .
Steven is a previously registered financial professional and started their career in finance in 1990. Steven had worked at 5 firms and has passed the SIE, Series 23, Series 8 and Series 14 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 4, 2014 - April 13, 2017
CORPBANCA SECURITIES INC.
November 18, 2011 - December 7, 2012
CELFIN CAPITAL SECURITIES, LLC
October 2, 2006 - July 15, 2009
MF GLOBAL INC.
December 19, 2003 - May 9, 2006
JEFFERIES BACHE SECURITIES, LLC
June 12, 1990 - October 11, 1992
PRUDENTIAL EQUITY GROUP, LLC
June 12, 1990 - January 1, 2004
PRUDENTIAL EQUITY GROUP, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 8
Date: 7/10/1990
General Securities Sales Supervisor Examination (Options Module & General Module)Current Firm
CORPBANCA SECURITIES INC.
CRD#: 168420 / SEC#: , 8-69308
Contact information
Documents
Red Flags
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