Brett A. Edgell
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Brett Allen Edgell SR, who also goes by Brett Allen Edgell, was a registered financial professional .
Brett is a previously registered financial professional and started their career in finance in 1985. Brett had worked at 3 firms and has passed the Series 63, Series 62, Series 22 and Series 39 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 9, 1996 - October 22, 1996
RIDGEMONT SECURITIES, INC.
February 4, 1994 - November 3, 1994
RIDGEMONT SECURITIES, INC.
May 18, 1987 - July 23, 1987
WESTERN FINANCIAL NETWORK OF AMERICA, INC.
December 11, 1985 - March 27, 1986
BOTTOM LINE BROKERS, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 62
Date: 4/29/1996
Corporate Securities Limited Representative ExaminationCurrent Firm
RIDGEMONT SECURITIES, INC.
CRD#: 15253 / SEC#: , 8-31916
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| VERA, MELISSA BURR | SECRETARY / FINANCIAL OPERATIONS PRINCIPAL | 2557422 |
| CLINE, KEVIN LEE | PRESIDENT |
Disclosures
| Regulatory Event | 1 |
| Arbitration | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
