Evelyn Litwok
Professional summary
Evelyn Litwok was barred by the SEC from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Evelyn is a previously registered financial professional and started their career in finance in 1984. Prior to being barred, Evelyn had worked at 6 firms, which includes GILFORD SECURITIES INCORPORATED, HAMPSHIRE SECURITIES CORPORATION, WELLS FARGO CLEARING SERVICES LLC, PRESCOTT BALL & TURBEN INC., LEHMAN BROTHERS INC., MERRILL LYNCH PIERCE FENNER & SMITH INCORPORATED.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 22, 1992 - April 6, 1994
GILFORD SECURITIES INCORPORATED
March 6, 1991 - October 7, 1992
HAMPSHIRE SECURITIES CORPORATION
September 4, 1990 - February 27, 1991
WELLS FARGO CLEARING SERVICES, LLC
January 22, 1990 - September 4, 1990
PRESCOTT, BALL & TURBEN, INC.
May 26, 1987 - December 20, 1989
LEHMAN BROTHERS INC.
December 21, 1984 - April 28, 1987
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
State Registrations and Notice Filings
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Exams
Series 15
Date: 9/10/1986
Foreign Currency Options ExaminationCurrent Firm
GILFORD SECURITIES INCORPORATED
CRD#: 8076 / SEC#: , 8-24230
Contact information
Documents
Disclosures
| Regulatory Event | 21 |
| Arbitration | 29 |
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