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Dennis Chester Aklinski

CRD# 1329535·Registered 1985 - 2005
Previously Registered: Being a previously registered professional could mean that Dennis is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Dennis Chester Aklinski was a registered financial advisor. Dennis was a previously registered financial professional and started their career in finance 1985 - 2005. Dennis had worked at 7 firms and has passed the Series 63, Series 7, Series 22, Series 53, Series 27 and Series 24 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

42 years in the financial services industry

Current & Past Employments

CONSECO EQUITY SALES, INC.·CRD# 4125
BD
Carmel, IN
April 14, 1992 - September 29, 2005
CONSECO SECURITIES, INC.·CRD# 25594
BD
October 9, 1990 - July 31, 1991
SPRINGER INVESTMENT & SECURITIES CO., INC.·CRD# 3479
BD
August 25, 1988 - December 19, 1989
CERTIFIED SECURITIES, INC.·CRD# 19388
BD
June 2, 1987 - April 26, 1988
REPUBLIC SECURITIES, INC.·CRD# 15043
BD
August 29, 1986 - June 19, 1987
A.S.A. INVESTMENT COMPANY·CRD# 10391
BD
August 28, 1985 - February 24, 1988
NORTHERN BROKERAGE COMPANY·CRD# 13346
BD
January 30, 1985 - September 11, 1985

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Current Firm

CE
CONSECO EQUITY SALES, INC.

CONSECO EQUITY SALES, INC. | J. C. PENNEY INVESTORS SERVICES, INC. | GARCO EQUITY SALES, INC.

CRD#: 4125 / SEC#: 8-14875
BD
Terminated by SEC on 12/10/2007

Contact Information

Established

Texas since 05/08/1969

Firm Type

Corporation

Fiscal Year End

December

Documents

Direct owners and executive officers

NamePositionCRD#
CONSECO, INC.OWNER—
HUMM, DAVID DEJONGPRESIDENT1569703
JACKSON, RONALD LEEVICE PRESIDENT AND CHIEF COMPLIANCE OFFICER1436312
JOHNSON, ERIC R.DIRECTOR4346768
KURZAWA, AUDREY L.FINOP4347202
STAUTZ, JEFFREY M.DIRECTOR, GENERAL COUNSEL AND SECRETARY4937463

Disclosures

Regulatory Event

4

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Nov 1986About the Series 63 exam

Series 7 — General Securities Representative Examination

Passed Sep 1986About the Series 7 exam

Series 22 — Direct Participation Programs Representative Examination

Passed Dec 1984About the Series 22 exam

Series 53 — Municipal Securities Principal Examination

Passed Dec 1987About the Series 53 exam

Series 27 — Financial and Operations Principal Examination

Passed Mar 1987About the Series 27 exam

Series 24 — General Securities Principal Examination

Passed Dec 1986About the Series 24 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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