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KC

Kevin Terrell Cabell

CRD# 1329094·Registered 1984 - 1995
Previously Registered: Being a previously registered professional could mean that Kevin is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Kevin Terrell Cabell was a registered financial advisor. Kevin was a previously registered financial professional and started their career in finance 1984 - 1995. Kevin had worked at 13 firms and has passed the Series 63, Series 7 and Series 24 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

More Resources

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

42 years registered in the securities industry

Current & Past Employments

Past

AMERICAN INVESTMENT SERVICES, INC.Past·CRD# 21111
BD
Oklahoma City, OK
May 19, 1995 - September 28, 1995
CULLUM & SANDOW SECURITIES, INC.Past·CRD# 15836
BD
Dallas, TX
April 28, 1994 - May 4, 1995
DALLAS RESEARCH & TRADING, INC.Past·CRD# 28806
BD
Dallas, TX
August 30, 1993 - April 13, 1994
INVESTORS ASSOCIATES, INC.Past·CRD# 958
BD
Hackensack, NJ
January 13, 1993 - August 20, 1993
MATHEWS, HOLMQUIST & ASSOCIATES, INC.Past·CRD# 22171
BD
May 6, 1992 - January 1, 1993
R.B. WEBSTER INVESTMENTS, INC.Past·CRD# 19273
BD
January 17, 1992 - April 28, 1992
TAMARON INVESTMENTS, INC.Past·CRD# 14929
BD
Englewood, CO
March 18, 1991 - September 26, 1991
MONMOUTH INVESTMENTS, INC.Past·CRD# 14047
BD
December 1, 1987 - September 13, 1991
FINANCIAL EQUITIES RESOURCES, INC.Past·CRD# 13810
BD
June 1, 1990 - March 6, 1991
NETWORK 1 FINANCIAL SECURITIES INC.Past·CRD# 13577
BD
Red Bank, NJ
April 14, 1989 - June 13, 1990
CROWN FINANCIAL GROUP, INC.Past·CRD# 540
BD
Jersey City, NJ
March 31, 1989 - April 24, 1989
GREAT LAKES EQUITIES CO.Past·CRD# 16175
BD
September 16, 1987 - December 8, 1987
BLINDER, ROBINSON & CO., INC.Past·CRD# 5096
BD
December 20, 1984 - September 22, 1987

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Current Firm

AI
AMERICAN INVESTMENT SERVICES, INC.

AMERICAN INVESTMENT SERVICES, INC. | AMERICAN INVESTMNET SERVICES, INC.

CRD#: 21111 / SEC#: 8-38685
BD
Terminated by SEC on 08/31/2002

Contact Information

Established

Illinois since 09/20/1987

Firm Type

Corporation

Fiscal Year End

December

Documents

Direct owners and executive officers

NamePositionCRD#
AISCO HOLDINGS, INC.SHAREHOLDER—
NATIONAL CAPITAL COMPANIESSHAREHOLDER—
CERBONE, JOSEPH ANTHONYPRESIDENT43833
USELTON, DARREL THOMASCHAIRMAN OF THE BOARD2051430
USELTON, MARK ALANMANAGER/DIRECTOR2229571

Disclosures

Regulatory Event

22

Civil Event

1

Arbitration

14

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Jan 1985About the Series 63 exam

Series 7 — General Securities Representative Examination

Passed Dec 1984About the Series 7 exam

Series 24 — General Securities Principal Examination

Passed Jul 1989About the Series 24 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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