Brian B. Hansen

HANSEN WEALTH MANAGEMENT

Saint George, UT

Some features on this profile are disabled

CRD#: 1329007

Professional summary

Brian Bennett Hansen, CFP® is a registered financial advisor currently at HANSEN WEALTH MANAGEMENT located in Saint George, Utah.

Brian is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1985. Brian has worked at 3 firms and has passed the Series 65, Series 63 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Brian Bennett Hansen's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 1990

Experience

Current

November 30, 2009 - Present

HANSEN WEALTH MANAGEMENT

RIA

CRD#: 109661

Saint George, UT

Past

June 19, 1990 - October 31, 1995

OMNI BROKERAGE, INC.

CRD#: 16878

SOUTH JORDAN, UT

Past

April 18, 1985 - June 11, 1990

EAGLE POINTE SECURITIES

CRD#: 15849

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Montana
(9/27/2012)

IAR

Texas
(8/21/2012)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 4/30/1996

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 3/25/1985

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 2/16/1985

General Securities Representative Examination

Current Firm

HANSEN WEALTH MANAGEMENT

HANSEN BRIAN BENNETT | HANSEN, BRIAN BENNETT | HANSEN WEALTH MANAGEMENT

CRD#: 109661 / SEC#: 801-47199

RIA

Registered Investment Advisory firm - (10/22/2012 Terminated)

Montana

Registered Investment Advisory firm - (9/26/2012 Approved)

Texas

Registered Investment Advisory firm - (8/23/2012 Approved)

Utah

Registered Investment Advisory firm - (10/25/2012 Approved)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

PREMIUM

Stay ahead of every change that matters. Proactive intelligence on your advisors, before issues escalate.

Biweekly Pulse, AutomaticallyScheduled alerts keep you informed without lifting a finger.

Catch Firm Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

Trends, Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

Saint George, UT

Mailing Address

Phone number

(801) 885-5969

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	12
AUM (Assets Under Management)	$ 96,520,680

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Guy Peel

OSAIC WEALTH, INC.

IAR

Helena, MT

Mark Brown

AUSDAL FINANCIAL PARTNERS, INC.

IAR

Estero, FL

Jeffrey Meotti

MORGAN STANLEY

IAR

MADISON, CT

Why AdvisorCheck

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Brian B. Hansen

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Brian Bennett Hansen's CRS (Customer Relationship Summary).

Certified licenses

Experience

HANSEN WEALTH MANAGEMENT

OMNI BROKERAGE, INC.

EAGLE POINTE SECURITIES

State Registrations and Notice Filings

Exams

Series 65

Date: 4/30/1996

Series 63

Date: 3/25/1985

Series 7

Date: 2/16/1985

Current Firm

HANSEN WEALTH MANAGEMENT

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

HANSEN WEALTH MANAGEMENT

TRUST BUT VERIFY

Similar Advisors