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Gary Randolph Hayden

CRD# 1328935·Registered 1985 - 2007
Previously Registered: Being a previously registered professional could mean that Gary is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Gary Randolph Hayden was a registered financial advisor. Gary was a previously registered financial professional and started their career in finance 1985 - 2007. Gary had worked at 8 firms and has passed the Series 63, Series 6 and Series 26 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

41 years in the financial services industry

Current & Past Employments

CULLUM & BURKS SECURITIES, INC.·CRD# 46600
BD
Dallas, TX
March 14, 2007 - August 14, 2007
UNITED SECURITIES ALLIANCE, INC.·CRD# 36487
BD
Houston, TX
June 20, 1996 - April 28, 2006
1ST GLOBAL CAPITAL CORP.·CRD# 30349
BD
Dallas, TX
January 3, 1994 - June 19, 1996
IFG NETWORK SECURITIES, INC.·CRD# 19948
BD
Atlanta, GA
January 5, 1993 - December 31, 1993
PLANNED INVESTMENTS INC.·CRD# 5066
BD
Atlanta, GA
March 5, 1992 - December 31, 1992
AMERICAN CLASSIC SECURITIES, INC.·CRD# 25399
BD
Ponte Vedra, FL
January 24, 1992 - March 16, 1992
NORTH AMERICAN MANAGEMENT, INC.·CRD# 624
BD
Sioux Falls, SD
January 1, 1991 - January 22, 1992
PFS INVESTMENTS INC.·CRD# 10111
BD
Duluth, GA
January 31, 1985 - December 31, 1990

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Current Firm

C&
CULLUM & BURKS SECURITIES, INC.

COVENANT FINANCIAL SERVICES | WEALTH MANAGEMENT GROUP | SMILEY ELMORE AND ASSOCIATES | RIGHT CHOICE FINANCIAL | MEGA CAPITAL | KNS SOLUTIONS, INC. | INSIGHT FINANCIAL GROUP | HOPPER FINANCIAL SERVICES | HLW ADVISORS | GANNETT GROUP/AIRPARK | FLEMING, OLIVER, AND ASSOCIATES | FINANCIAL DESTINY | CULLUM & BURKS SECURITIES, INC.

CRD#: 46600 / SEC#: 8-51487
BD
Terminated by SEC on 07/19/2010

Contact Information

Established

Texas since 11/13/1998

Firm Type

Corporation

Fiscal Year End

December

Documents

Direct owners and executive officers

NamePositionCRD#
CULLUM & BURKS, INC.100% SHAREHOLDER—
BURKS, STEVEN LYNNPRESIDENT/CHIEF LEGAL AND OPERATIONS OFFICER/CHIEF COMPLIANCE OFFICER1466048
CULLUM, THOMAS TIMOTHYCHAIRMAN/CEO/SECRETARY58464
KELL, WILLIAM DAVIDVP/SROP1919035

Disclosures

Regulatory Event

4

Civil Event

1

Arbitration

3

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Feb 1985About the Series 63 exam

Series 6 — Investment Company Products/Variable Contracts Representative Examination

Passed Jan 1985About the Series 6 exam

Series 26 — Investment Company Products/Variable Contracts Principal Examination

Passed Dec 1985About the Series 26 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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