Ronald M. Stein
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Ronald Mark Stein, who also goes by Rocky Stein, was a registered financial professional .
Ronald is a previously registered financial professional and started their career in finance in 1984. Ronald had worked at 5 firms and has passed the Series 65, Series 63, SIE, Series 3, Series 7 and Series 24 exams.
Question & Answer
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Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 25, 2011 - July 7, 2015
MARTINEZ-AYME SECURITIES
March 26, 2003 - April 3, 2009
STANFORD GROUP COMPANY
July 24, 1998 - April 3, 2009
STANFORD GROUP COMPANY
October 26, 1992 - July 29, 1998
FIRST EQUITY CORPORATION OF FLORIDA
September 15, 1989 - November 3, 1992
PRUDENTIAL EQUITY GROUP, LLC
May 5, 1988 - September 15, 1989
THOMSON MCKINNON SECURITIES INC.
December 19, 1984 - November 3, 1992
PRUDENTIAL EQUITY GROUP, LLC
State Registrations and Notice Filings
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Exams
Current Firm
MARTINEZ-AYME SECURITIES
CRD#: 109838 / SEC#: , 8-53108
Contact information
Documents
Disclosures
| Regulatory Event | 10 |
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