David I. Fox
Professional summary
David Ira Fox, who also goes by David I Fox, David I. Fox, is a registered financial professional currently at FERRETTI GROUP, INC. located in New York, New York.
David is registered as a RR (Registered Representative) and started their career in finance in 1989. David has worked at 8 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view David Ira Fox's CRS (Customer Relationship Summary).
Certified licenses
Experience
May 30, 2019 - Present
FERRETTI GROUP, INC.
Office #1: C/o Accounting & Compliance International 199 Water St 9th Fl, New York, NY, 10038June 27, 2011 - June 4, 2019
DAG SECURITIES INC.
May 25, 2007 - July 18, 2011
DRIVEWEALTH INSTITUTIONAL LLC
December 19, 2006 - June 1, 2007
Z&Z SECURITIES INC.
May 16, 2006 - December 31, 2006
NOVA CAPITAL MARKETS, LLC
October 1, 2000 - May 25, 2006
BLUEROOM SECURITIES CORP.
July 10, 1991 - May 21, 1998
GRUNTAL & CO., L.L.C.
September 19, 1989 - January 27, 1990
MADISON CHAPIN ASSOCS., INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
FINRA
NYSE American LLC
New York Stock Exchange
Current Firm
FERRETTI GROUP, INC.
CRD#: 47768 / SEC#: , 8-51895
Contact information
FINRA licenses (8 States and Territories)
Documents
Direct owners and executive officers
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
