Luther J. Wilson
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Luther Jim Wilson was a registered financial professional .
Luther is a previously registered financial professional and started their career in finance in 1985. Luther had worked at 6 firms and has passed the Series 63 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 17, 1997 - January 5, 2000
RUSSIAN RIVER FINANCIAL SERVICES, INC.
March 31, 1995 - December 17, 1996
UNITED SECURITIES ALLIANCE, INC.
September 20, 1994 - March 31, 1995
SENTRA SECURITIES CORPORATION
March 19, 1993 - September 7, 1994
AMERICAN CLASSIC SECURITIES, INC.
April 2, 1992 - December 21, 1992
NORTH AMERICAN MANAGEMENT, INC.
October 1, 1985 - July 9, 1991
PFS INVESTMENTS INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
RUSSIAN RIVER FINANCIAL SERVICES, INC.
CRD#: 41794 / SEC#: , 8-49574
Contact information
Documents
Disclosures
| Civil Event | 2 |
| Arbitration | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
