Thomas J. Rivest
Professional summary
Thomas Joseph Rivest is a registered financial professional currently at VARIABLE INVESTMENT ASSOCIATES, INC. located in Tea, South Dakota.
Thomas is registered as a RR (Registered Representative) and started their career in finance in 1985. Thomas has worked at 6 firms and has passed the Series 63, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Thomas Joseph Rivest's CRS (Customer Relationship Summary).
Certified licenses
Experience
December 12, 2003 - Present
VARIABLE INVESTMENT ASSOCIATES, INC.
Office #1: 750 E. 1st Street, Tea, SD 57064August 7, 1995 - November 28, 2001
MARK SECURITIES, INC.
May 22, 1991 - April 7, 1995
METROPOLITAN LIFE INSURANCE COMPANY
May 22, 1991 - April 7, 1995
MSI FINANCIAL SERVICES, INC.
March 26, 1985 - May 14, 1991
JOHN HANCOCK MUTUAL LIFE INSURANCE COMPANY
March 26, 1985 - May 14, 1991
SIGNATOR INVESTORS, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(4/2/2021)
(10/31/2006)
(6/24/2003)
(9/18/2017)
(10/28/2025)
Exams
FINRA
Current Firm
VARIABLE INVESTMENT ASSOCIATES, INC.
CRD#: 44412 / SEC#: , 8-50699
Contact information
FINRA licenses (49 States and Territories)
Disclosures
| Regulatory Event | 1 |
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