Todd A. Bauerle
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Todd Alex Bauerle, CFP® was a registered financial professional .
Todd is a previously registered financial professional and started their career in finance in 1985. Todd had worked at 7 firms and has passed the Series 63, Series 2, Series 7, Series 22, Series 6 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Start date: 1991
Experience
January 6, 2004 - April 21, 2022
BAUERLE FINANCIAL, INC
February 1, 1993 - December 31, 1995
RAYMOND JAMES FINANCIAL SERVICES, INC.
June 13, 1989 - June 17, 1991
NATIONWIDE INVESTMENT SERVICES CORPORATION
August 1, 1988 - April 15, 1989
CONSECO EQUITY SALES, INC.
February 19, 1985 - January 3, 1989
LINCOLN NATIONAL PENSION INSURANCE COMPANY
February 19, 1985 - February 8, 1993
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY
February 19, 1985 - February 8, 1993
OSAIC FA, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 2
Date: 8/23/1990
Non-Member General Securities ExaminationCurrent Firm
BAUERLE FINANCIAL, INC
CRD#: 106775 / SEC#: 801-50497
Contact information
Red Flags
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