J S. Bell
Professional summary
J Spencer Bell, who also goes by Jack Spencer Bell, is a registered financial professional currently at NORTHERN LIGHTS DISTRIBUTORS, LLC located in Elkhorn, Nebraska.
J is registered as a RR (Registered Representative) and started their career in finance in 1985. J has worked at 11 firms and has passed the Series 63, Series 6TO, SIE, Series 7, Series 6, Series 9, Series 10 and Series 8 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view J Spencer Bell's CRS (Customer Relationship Summary).
Certified licenses
Experience
July 12, 2022 - Present
NORTHERN LIGHTS DISTRIBUTORS, LLC
Office #1: 4221 North 203rd Street, Suite 100, Elkhorn, NE 68022February 3, 2012 - May 24, 2022
SAMMONS FINANCIAL NETWORK, LLC
March 25, 2011 - July 15, 2011
WELLS FARGO CLEARING SERVICES, LLC
September 18, 2007 - February 1, 2011
ALLIANZ LIFE FINANCIAL SERVICES, LLC
January 1, 2007 - September 19, 2007
RIVERSOURCE DISTRIBUTORS, INC.
January 28, 2005 - December 31, 2006
IDS LIFE INSURANCE COMPANY
January 28, 2005 - January 1, 2007
AMERIPRISE FINANCIAL SERVICES, LLC
May 20, 2003 - November 23, 2004
RAYMOND JAMES & ASSOCIATES, INC.
August 18, 1998 - May 13, 2003
CONCOURSE FINANCIAL GROUP SECURITIES, INC.
July 20, 1993 - June 23, 1998
EDWARD JONES
January 16, 1985 - November 25, 1987
PFS INVESTMENTS INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(7/12/2022)
(7/12/2022)
(7/12/2022)
Exams
Series 6TO
Date: 1/2/2023
Investment Company Products/Variable Contracts Representative ExaminationSeries 8
Date: 9/10/1996
General Securities Sales Supervisor Examination (Options Module & General Module)FINRA
Current Firm
NORTHERN LIGHTS DISTRIBUTORS, LLC
CRD#: 126159 / SEC#: , 8-65857
Contact information
FINRA licenses (52 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| THE ULTIMUS GROUP MIDCO, LLC | SOLE MEMBER | |
| EVANS, GREGORY ASHTON | FINANCIAL OPERATIONS PRINCIPAL | 4850219 |
| GUERETTE, KEVIN | PRESIDENT | 2960114 |
| JAMES, DAVID KENNETH | MANAGER | 6998721 |
| PRESTON, STEPHEN LYNN | CHIEF COMPLIANCE OFFICER/AML OFFICER | 2217795 |
| STRAIT, WILLIAM JOHN | SECRETARY/GENERAL COUNSEL/MANAGER | 6123015 |
Disclosures
| Regulatory Event | 1 |
Red Flags
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Company Information
NORTHERN LIGHTS DISTRIBUTORS, LLC
CRD#: 126159Elkhorn, NE 68022TRUST BUT VERIFY
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