John R. Cruise
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
John Richard Cruise was a registered financial professional .
John is a previously registered financial professional and started their career in finance in 1984. John had worked at 9 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 6, Series 4, Series 53 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 15, 2006 - November 12, 2020
PACIFIC SELECT DISTRIBUTORS, LLC
March 1, 2004 - November 30, 2006
DFC INVESTOR SERVICES
May 7, 2001 - November 30, 2006
DFC INVESTOR SERVICES
February 5, 1999 - May 9, 2001
FISERV INVESTOR SERVICES, INC.
June 9, 1997 - February 3, 1999
MUTUAL SECURITIES, INC.
May 31, 1995 - June 21, 1996
MUTUAL SECURITIES, INC.
July 15, 1992 - November 3, 1994
BNY MELLON SECURITIES CORPORATION
July 13, 1990 - July 10, 1991
LPL FINANCIAL LLC
January 27, 1989 - September 21, 1989
FIDELITY BROKERAGE SERVICES LLC
May 21, 1987 - September 21, 1989
FIDELITY BROKERAGE SERVICES LLC
May 8, 1987 - December 19, 1988
FIDELITY BROKERAGE SERVICES LLC
August 11, 1986 - January 1, 1987
EATON VANCE DISTRIBUTORS, INC.
December 24, 1984 - February 24, 1986
AMERIPRISE FINANCIAL SERVICES, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
PACIFIC SELECT DISTRIBUTORS, LLC
CRD#: 4452 / SEC#: , 8-15264
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| PACIFIC LIFE INSURANCE COMPANY | PARENT OF APPLICANT | |
| DARE, BARBARA ALYCE | VICE PRESIDENT | 5074108 |
| KISSEL, GEOFFREY P | CHIEF EXECUTIVE OFFICER | 7499710 |
| LA ROQUE, SUZANNE MARIE | ASSISTANT VICE PRESIDENT, CHIEF COMPLIANCE OFFICER | 4222767 |
| SMITH, TREVOR TIMOTHY | VICE PRESIDENT, PRINCIPAL FINANCIAL OFFICER, PRINCIPAL OPERATING OFFICER | 4844953 |
| YAMAUCHI, STARLA CHIN | VICE PRESIDENT, CORPORATE SECRETARY | 7721024 |
Red Flags
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