Gary K. Imus
Professional summary
Gary Keith Imus is a registered financial advisor currently at FINANCIAL PLANNING FIRST, LLC located in Tuscon, Arizona.
Gary is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1984. Gary has worked at 6 firms and has passed the Series 65, Series 63, Series 15, Series 3 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Gary Keith Imus's CRS (Customer Relationship Summary).
Certified licenses
Experience
June 29, 2022 - Present
FINANCIAL PLANNING FIRST, LLC
Office #1: 3567 E Sunrise Dr Ste B237, Tuscon, AZ 85718May 17, 2011 - December 31, 2022
IMUS WILKINSON INVESTMENT MANAGEMENT, LLC
March 9, 2002 - May 19, 2011
RBC CAPITAL MARKETS, LLC
March 9, 2002 - May 19, 2011
RBC CAPITAL MARKETS, LLC
April 17, 1997 - March 9, 2002
SUTRO & CO. INCORPORATED
March 30, 1994 - March 24, 1997
WELLS FARGO CLEARING SERVICES, LLC
December 21, 1984 - March 14, 1994
PRUDENTIAL EQUITY GROUP, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(6/29/2022)
(10/11/2022)
(10/11/2022)
(10/10/2022)
Exams
Series 15
Date: 1/22/1986
Foreign Currency Options ExaminationCurrent Firm
FINANCIAL PLANNING FIRST, LLC
CRD#: 319273 / SEC#: 801-134756
Contact information
Regulatory assets under management
| Total Number of Accounts | 815 |
| AUM (Assets Under Management) | $ 109,479,671 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
