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Dean A. Klassman

CORRELL CO. INVESTMENT SERVICES
Hickory Hills, IL 60457-2211
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CRD#: 1328198
DK

Professional summary


Dean Alan Klassman is a registered financial professional currently at CORRELL CO. INVESTMENT SERVICES CORP. located in Hickory Hills, Illinois.

Dean is registered as a RR (Registered Representative) and started their career in finance in 1985. Dean has worked at 2 firms and has passed the Series 63, SIE, Series 22 and Series 6 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


None

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary) - BD


Click below to view Dean Alan Klassman's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

February 22, 2000 - Present

CORRELL CO. INVESTMENT SERVICES CORP.

Office #1: 9655 South 78th Aveenue, Hickory Hills, IL 60457-2211Office #2: 9655 South 78th Avenue, Hickory Hills, IL 60457-2211Office #3: 3325 N. Arlington Heights Road, Suite 200a, Arlington Heights, IL 60004
RIA
BD
CRD#: 38995
Hickory Hills, IL
Past

February 1, 1985 - March 27, 2000

NEW ENGLAND SECURITIES

BD
CRD#: 615
NEW YORK, NY

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Arizona
(7/30/2020)
RR
Illinois
(2/22/2000)
RR
Michigan
(11/27/2012)

Exams


State Security Law Exam
RR
Series 63
Date: 8/26/1991
Uniform Securities Agent State Law Examination
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA

Current Firm


CI
CORRELL CO. INVESTMENT SERVICES CORP.
CORRELL CO. INVESTMENT SERVICES CORP. | CORRELL CO. INVESTMENT SERVICES CORP.

CRD#: 38995 / SEC#: 801-42789, 8-48507

RIA
Registered Investment Advisory firm - SEC (6/25/2002 Terminated)
Illinois
Registered Investment Advisory firm - SEC (4/22/2002 Approved)
BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)
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Contact information


Main Address
9655 South 78th Avenue, Hickory Hills, IL 60457
Mailing Address
9655 South 78th Avenue, Hickory Hills, IL 60457-2211
Phone number
(708) 599-2900
Established
Illinois since 12/26/1995
Firm type
Corporation
Fiscal year end
December
Firm Size
Small
# of Employees
4

FINRA licenses (16 States and Territories)


Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents


Customer Relationship Summary (CRS / FINRA)Latest Form ADV

Direct owners and executive officers


NamePositionCRD#
CORRELL, EARL FRANKLIN IIISHAREHOLDER3151321
CORRELL, JAMES CHARLESSHAREHOLDER & CHIEF EXECUTIVE OFFICER2728531
CORRELL, MELODY NICOLECHIEF FINANCIAL OFFICER/FINOP & CHIEF COMPLIANCE OFFICER2256664
LUCENTE, DEBRA JEANSECRETARY2644948

Regulatory assets under management


Total Number of Accounts71
AUM (Assets Under Management)$ 233,300,000

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


CORRELL CO. INVESTMENT SERVICES CORP.

CRD#: 38995Hickory Hills, IL 60457-2211

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