Michael E. Antuono
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Michael Eugene Antuono was a registered financial professional .
Michael is a previously registered financial professional and started their career in finance in 1985. Michael had worked at 10 firms and has passed the Series 63, SIE, Series 7, Series 55, Series 24 and Series 4 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 30, 2018 - June 29, 2018
LEK SECURITIES CORPORATION
December 9, 2010 - July 6, 2011
CANACCORD GENUITY SECURITIES LLC
July 13, 2000 - September 17, 2003
CENTREINVEST, INC.
March 31, 1998 - January 9, 1999
TP ICAP GLOBAL MARKETS AMERICAS LLC
September 6, 1994 - March 17, 1998
PREBON FINANCIAL PRODUCTS INC.
January 23, 1989 - August 18, 1994
SFI INVESTMENTS, INC.
November 28, 1986 - January 10, 1989
W.J. NOLAN & COMPANY, INC.
November 6, 1985 - November 10, 1986
J.P. MORGAN SECURITIES LLC
September 10, 1985 - November 14, 1985
FIRSTMARK SECURITIES, INC.
January 23, 1985 - September 12, 1985
MCLAUGHLIN, PIVEN, VOGEL SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 55
Date: 4/27/2000
Limited Representative-Equity Trader ExamCurrent Firm
LEK SECURITIES CORPORATION
CRD#: 33135 / SEC#: , 8-42152
Contact information
FINRA licenses (1 States and Territories)
Documents
Disclosures
| Regulatory Event | 42 |
| Civil Event | 1 |
| Arbitration | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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