Robert Bruno
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Robert Bruno, who also goes by Bob Bruno, Robert Anthony Bruno, was a registered financial professional .
Robert is a previously registered financial professional and started their career in finance in 1986. Robert had worked at 7 firms and has passed the Series 63, Series 7, Series 22, Series 51 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 12, 2012 - January 30, 2014
UAT RESOURCES, LLC
August 31, 1994 - January 5, 2009
PACIFIC SELECT DISTRIBUTORS, LLC
November 16, 1993 - July 6, 1994
WEALTH RESOURCE CAPITAL CORPORATION
June 18, 1992 - October 8, 1993
ATEL SECURITIES CORPORATION
July 22, 1988 - May 1, 1989
CAMERON, MURPHY & SPANGLER, INC.
May 16, 1988 - June 17, 1988
SOUTHMARK FINANCIAL SERVICES, INC.
July 21, 1986 - April 23, 1988
GLOBAL CAPITAL INVESTORS CORPORATION
State Registrations and Notice Filings
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Exams
Current Firm
UAT RESOURCES, LLC
CRD#: 161378 / SEC#: , 8-69073
Contact information
Documents
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
