Richard L. Blum
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Richard Louria Blum III was a registered financial professional .
Richard is a previously registered financial professional and started their career in finance in 1984. Richard had worked at 3 firms and has passed the Series 63, SIE, Series 3 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 12, 2015 - August 31, 2025
KENMAR SECURITIES, LLC
May 7, 1993 - September 15, 1993
LADENBURG THALMANN & CO. INC.
December 20, 1984 - May 17, 1991
FINANCIAL SQUARE PARTNERS
State Registrations and Notice Filings
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Exams
Current Firm
KENMAR SECURITIES, LLC
CRD#: 171793 / SEC#: , 8-69482
Contact information
FINRA licenses (34 States and Territories)
Red Flags
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