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Richard S. Vernon

VERNON MANAGEMENT GROUP
RICHMOND, VA 23233
Some features on this profile are disabled
CRD#: 1327792
RV

Professional summary


Richard Shelor Vernon, who also goes by Richard S Vernon, Rusty Vernon, is a registered financial advisor currently at VERNON MANAGEMENT GROUP, INCORPORATED located in Richmond, Virginia.

Richard is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1985. Richard has worked at 6 firms and has passed the Series 65, Series 63 and Series 6 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
Yes

Aliases


Richard S Vernon | Rusty Vernon

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary) - RIA


Click below to view Richard Shelor Vernon's CRS (Customer Relationship Summary).

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

October 8, 1996 - Present

VERNON MANAGEMENT GROUP, INCORPORATED

Office #1: 2409 Asker Ct, Richmond, VA 23233
RIA
CRD#: 117666
RICHMOND, VA
Past

October 25, 1995 - November 7, 1996

SECURITIES AMERICA, INC.

BD
CRD#: 10205
LAVISTA, NE
Past

January 19, 1995 - October 31, 1995

JOHN HANCOCK MUTUAL LIFE INSURANCE COMPANY

BD
CRD#: 5181
BOSTON, MA
Past

January 19, 1995 - October 31, 1995

SIGNATOR INVESTORS, INC.

BD
CRD#: 468
BOSTON, MA
Past

June 25, 1985 - November 9, 1994

THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES

BD
CRD#: 4039
NEW YORK, NY
Past

June 25, 1985 - November 9, 1994

EQUITABLE ADVISORS, LLC

BD
CRD#: 6627
NEW YORK, NY

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Virginia
(10/8/1996)

Exams


State Security Law Exam
IAR
Series 65
Date: 1/24/1996
Uniform Investment Adviser Law Examination
State Security Law Exam
General Industry/Product Exam

Current Firm


VM
VERNON MANAGEMENT GROUP, INCORPORATED
VERNON MANAGEMENT GROUP, INCORPORATED

CRD#: 117666 / SEC#:

Virginia
Registered Investment Advisory firm - (4/11/1996 Approved)
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Contact information


Main Address
3200 Lauderdale Road Suite 103, Richm0nd, VA 23233
Mailing Address
Phone number
(804) 683-8479
Established
Firm type
Fiscal year end
# of Employees
3

Documents


Latest Form ADV

Regulatory assets under management


Total Number of Accounts169
AUM (Assets Under Management)$ 42,300,000

Red Flags


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Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


VERNON MANAGEMENT GROUP, INCORPORATED

CRD#: 117666Richmond, VA 23233

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Contact information


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