Charles P. Kontulis
Professional summary
Charles Phedon Kontulis II, who also goes by Charles Phedon Kontulis, Chuck Kontulis, is a registered financial professional currently at ARCADIA SECURITIES, LLC located in New York, New York.
Charles is registered as a RR (Registered Representative) and started their career in finance in 1984. Charles has worked at 4 firms and has passed the Series 63, Series 57TO, Series 99TO, SIE, Series 55, Series 7, Series 4 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Charles Phedon Kontulis II's CRS (Customer Relationship Summary).
Certified licenses
Experience
August 28, 1998 - Present
ARCADIA SECURITIES, LLC
Office #1: 1370 Avenue Of The Americas 29th Fl, New York, NY 10019Office #2: 1370 Avenue Of The Americas 29th Fl, New York, NY 10019February 1, 1997 - March 19, 1999
DELTEC ASSET MANAGEMENT CORPORATION
April 12, 1993 - May 31, 1995
FORD FINANCIAL SERVICES, INC.
January 20, 1986 - July 13, 1988
LEHMAN BROTHERS INC.
December 18, 1984 - October 15, 1985
DELTEC ASSET MANAGEMENT CORPORATION
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(4/6/1999)
(10/25/2019)
(2/25/1999)
(3/12/1998)
Exams
Series 57TO
Date: 1/2/2023
Securities Trader ExamSeries 99TO
Date: 1/2/2023
Operations Professional ExaminationSeries 55
Date: 3/7/2000
Limited Representative-Equity Trader ExamFINRA
Nasdaq Stock Market
Current Firm
ARCADIA SECURITIES, LLC
CRD#: 44656 / SEC#: , 8-50764
Contact information
FINRA licenses (40 States and Territories)
Disclosures
| Regulatory Event | 1 |
Red Flags
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