JM
Joseph G. Michaletz
DAI WEALTH
CODY, WY
Some features on this profile are disabled
CRD#: 1327534
JM
Professional summary
Joseph Gerard Michaletz, who also goes by Joseph Gerard Michaeletz, Joe Michaletz, Joseph Gerald Michaletz, is a registered financial advisor currently at DAI WEALTH, LLC located in Cody, Wyoming and DAI SECURITIES, LLC located in Mankato, Minnesota.
Joseph is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1984. Joseph has worked at 7 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Joseph Gerard Michaeletz | Joe Michaletz | Joseph Gerald Michaletz
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1-DAI Wealth LLC.; INVESTMENT RELATED; Atlanta GA ; CEO, and Investment Advisor Rep; 3/2006; 160 HRS/MONTH; 8 HRS PER TRADING DAY; PROVIDES FINANCIAL PLANNING AND INVESTMENT ADVICE TO CLIENTS OF THE FIRM, AND MANAGES PRODUCT DUE DILIGENCE FOR THE FIRM; RECEIVES COMPENSATION BASED ON FEES AND COMMISSIONS EARNED ON INVESTMENT ACCOUNTS. 2-DAI AGENCY, LLC.; INVESTMENT RELATED; MANKATO, MN ; VICE-PRESIDENT AND CEO; 12/1993; 10 HRS/MONTH; 1 HR PER TRADING DAY; INSURANCE AGENCY; RECEIVES COMMISSIONS ON FIXED INSURANCE PRODUCTS. 3-MICHALETZ PROPERTIES LLC; NON-INVESTMENT RELATED; 150 ST. ANDREWS CT. SUITE 210, MANKATO, MN 56001; MANAGER; 4/2006; 1 HR/MONTH; 0 HRS PER TRADING DAY; COMMERCIAL PROPERTY; RECEIVES COMPENSATION FROM RENTAL INCOME; MANAGES AND OVERSEES PROPERTY AND TENANTS. 4-M&M AIRCRAFT, LLC; NON-INVESTMENT RELATED; 150 ST. ANDREWS CT., SUITE 210, MANKATO, MN 56001; MANAGER; 6/2003; 1 HR/MONTH; 0 HRS PER TRADING DAY; AIRCRAFT OWNERSHIP AND RENTAL; RECEIVES COMPENSATION FROM RENTAL INCOME THROUGH AIRCRAFT HOURS LEASED TO OUR OTHER BUSINESS ENTITIES. 5-MICHALETZ LAND MANAGEMENT LLC; NON INVESTMENT RELATED; 150 ST. ANDREWS CT. SUITE 210, MANKATO, MN 56001; 10/2007; 10 HRS/MONTH; 0 HRS PER TRADING DAY; MANAGE TIMBER LAND & RENTAL HOMES; MANAGER; RECEIVES COMPENSATION FROM TIMBER SALES & RENTAL INCOME; MANAGE PROPERTY AND WORK WITH FORESTER AND LOGGERS. 6-FIRST NATIONAL BANK MINNESOTA; NON-INVESTMENT RELATED; 500 LONG STREET, MANKATO, MN 56001; BANK; DIRECTOR ON BANK BOARD; MARCH 2013; 1-2 HRS/MONTH; 0 HRS PER TRADING DAY; SERVES AS PART OF BOARD OF DIRECTORS IN ASSESSING AND MANAGING BANK'S RISK, AND OVERSEEING AND SUPPORTING BANK-MANAGEMENT. 7-DAI Holdings, LLC; non-investment related; entity formed to hold ownership interest in DAI Securities, LLC; DAI Wealth, Inc; and DAI Agency, Inc. 150 St. Andrews Ct., Suite 210, Mankato, MN 56001; owner; 02/2018 1 hour per month, 0 during trading day. 8-River Ridge Gun & Archery Club, LLC- non-investment related; entity formed sept.2018 to operate as a shooting club and hold Federal Firearms License; 150 St. Andrews Court, Suite 210, Mankato, MN; Manager; 1 hour per month, 0 during trading hours 9-Discipline Advisors, LLC; investment related; entity formed to manage office overhead for branch office as Reg. Rep of BD and RIA; 150 St. Andrews Court, Suite 210, Mankato, MN 56001; manager; 09/2019; 1 hour per month, 0 during trading day. 10-Michaletz Holdings, LLC; non-investment related. entity formed to hold ownership interest in Discipline Advisors, LLC, Michaletz Properties, LLC, M&M Aircraft, LLC, Michaletz Land Management, LLC, River Ridge Gun and Archery Club, LLC, 150 St. Andrews Court, Suite 210, Mankato, MN 56001; owner; October, 2019; 0 hour per month, 0 during trading day. 11- River Ridge Firearms Training, non-investment related, 150 St. Andrews Court, Suite 210, Mankato, MN 56001; owner; 2020; 0 hour per month, 0 during trading day.; 12- BOTW Holdings, LLC, non-investment related, 150 St. Andrews Court, Suite 210, Mankato, MN 56001; owner; 2020; 0 hour per month, 0 during trading day. 13- C & J Holdings, LLC, non-investment related, 150 St. Andrews Court, Suite 210, Mankato, MN 56001; owner; 2020; 0 hour per month, 0 during trading day. 14- Yellowstone Ave, LLC non-investment related, 150 St. Andrews Court, Suite 210, Mankato, MN 56001; owner; 2020; 0 hour per month, 0 during trading day. 15- Apex Guns and Ammo LLC; not investment related; Powell, WY; owner; 9/2025; 5 hours per month; 5 hours during business hours; sales and transfers of firearms and ammunition. 16- DAI Manager, LLC / Discipline Strategies Managment, LP; investment related; Atlanta, GA; RIA - Private Fund; Member; 10/2025; 5 hours; 5 hours; strategy designing, selecting and monitoring fund managers, and overseeing portfolio construction.
CRS (Client Relationship Summary) - RIA
Click below to view Joseph Gerard Michaletz's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
March 23, 2006 - Present
DAI WEALTH, LLC
Office #2: 150 St Andrews Ct Suite 210, Mankato, MN 56001RIA
CRD#: 138938
CODY, WY
Current
April 3, 2018 - Present
DAI SECURITIES, LLC
Office #1: 150 St. Andrews Ct., Suite 210, Mankato, MN 56001BD
CRD#: 36673
Mankato, MN
Past
October 16, 2015 - April 17, 2018
CONCORDE INVESTMENT SERVICES, LLC
BD
CRD#: 151604
Mankato, MN
Past
April 28, 2006 - October 22, 2015
TRIAD ADVISORS LLC
BD
CRD#: 25803
MANKATO, MN
Past
July 19, 2002 - May 2, 2006
TRANSAMERICA FINANCIAL ADVISORS, INC.
RIA
CRD#: 3600
MANKATO, MN
Past
January 11, 1990 - July 31, 1995
TRANSAMERICA SECURITIES SALES CORPORATION
BD
CRD#: 17970
Past
January 11, 1990 - May 2, 2006
TRANSAMERICA FINANCIAL ADVISORS, INC.
BD
CRD#: 3600
LOS ANGELES, CA
Past
April 11, 1989 - January 16, 1990
GREEN HILL FINANCIAL SERVICE CORPORATION
BD
CRD#: 4882
Past
March 6, 1987 - July 31, 1995
TRANSAMERICA SECURITIES SALES CORPORATION
BD
CRD#: 17970
LOS ANGELES, CA
Past
December 19, 1984 - April 15, 1989
TRANSAMERICA FINANCIAL ADVISORS, INC.
BD
CRD#: 3600
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
DW
DAI WEALTH, LLC
CREATIVE FINANCIAL STRATEGIES LLC | WESTERN PORTFOLIO PARTNERS | WAYPOINT WEALTH STRATEGIES | SOURCENET INVESTMENT SERVICES LLC | RVP II CONSULTING | MICHALETZ ADVISORS, INC. | JOHN GALT WEALTH SOLUTIONS | GOOD COUNSEL WEALTH MANAGEMENT LLC | DISCIPLINE ADVISORS, INC. | DISCIPLINE ADVISORS, INC | DISCIPLINE ADVISORS | DAI WEALTH, LLC | DAI WEALTH, INC.
CRD#: 138938 / SEC#: 801-66260
RIA
Registered Investment Advisory firm - (2/24/2006 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(4/12/2018)
RR
Arkansas(4/11/2018)
RR
California(4/3/2018)
RR
Colorado(4/3/2018)
RR
Connecticut(10/29/2019)
RR
Florida(4/3/2018)
RR
Georgia(5/27/2020)
RR
Idaho(2/14/2020)
RR
Illinois(4/16/2018)
RR
Indiana(5/24/2021)
RR
Iowa(4/3/2018)
RR
Kansas(5/2/2018)
RR
Louisiana(10/27/2023)
RR
Michigan(4/9/2018)
IAR
Minnesota(12/16/2013)
RR
Minnesota(4/3/2018)
RR
Missouri(4/18/2018)
RR
Montana(4/3/2018)
RR
Nebraska(4/16/2018)
RR
Nevada(4/6/2018)
RR
New Mexico(4/19/2018)
RR
New York(7/22/2019)
RR
North Dakota(5/10/2018)
RR
Ohio(3/1/2024)
RR
Oklahoma(4/3/2018)
RR
Oregon(4/12/2018)
RR
South Dakota(4/3/2018)
IAR
Texas(8/4/2014)
RR
Texas(4/5/2018)
RR
Utah(12/3/2018)
RR
Washington(4/13/2018)
RR
Wisconsin(4/3/2018)
RR
Wyoming(7/5/2022)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
DW
DAI WEALTH, LLC
CREATIVE FINANCIAL STRATEGIES LLC | WESTERN PORTFOLIO PARTNERS | WAYPOINT WEALTH STRATEGIES | SOURCENET INVESTMENT SERVICES LLC | RVP II CONSULTING | MICHALETZ ADVISORS, INC. | JOHN GALT WEALTH SOLUTIONS | GOOD COUNSEL WEALTH MANAGEMENT LLC | DISCIPLINE ADVISORS, INC. | DISCIPLINE ADVISORS, INC | DISCIPLINE ADVISORS | DAI WEALTH, LLC | DAI WEALTH, INC.
CRD#: 138938 / SEC#: 801-66260
RIA
Registered Investment Advisory firm - (2/24/2006 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
2800 Century Parkway Ne Suite 650, Atlanta, GA 30345
Mailing Address
Phone number
(404) 531-7080
Established
Firm type
Fiscal year end
# of Employees
32
SEC notice filing (51 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 1,821 |
| AUM (Assets Under Management) | $ 267,417,235 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
