Edward H. Lanzner
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Edward H Lanzner, who also goes by Edward Henry Lanzner, was a registered financial professional .
Edward is a previously registered financial professional and started their career in finance in 1984. Edward had worked at 9 firms and has passed the Series 66, Series 79TO, Series 99TO, SIE, Series 7, Series 53 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 13, 2010 - April 24, 2012
UVEST FINANCIAL SERVICES GROUP, INC.
November 5, 2007 - December 7, 2023
LPL FINANCIAL LLC
November 5, 2007 - December 7, 2023
LPL FINANCIAL LLC
February 1, 2007 - August 23, 2007
WELLS FARGO CLEARING SERVICES, LLC
February 1, 2007 - August 23, 2007
WELLS FARGO CLEARING SERVICES, LLC
January 5, 2005 - February 1, 2007
ATLAS SECURITIES, LLC
October 14, 2003 - January 6, 2005
CITICORP INVESTMENT SERVICES
November 14, 2002 - January 6, 2005
CITICORP INVESTMENT SERVICES
March 16, 2001 - February 5, 2003
CAL FED INVESTMENTS
October 4, 1999 - March 12, 2001
ATLAS SECURITIES, LLC
January 1, 1999 - August 24, 1999
WAMU INVESTMENTS, INC.
August 28, 1991 - January 1, 1999
GRIFFIN FINANCIAL SERVICES
December 19, 1984 - August 29, 1991
WADDELL & REED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationSeries 99TO
Date: 1/2/2023
Operations Professional ExaminationCurrent Firm
UVEST FINANCIAL SERVICES GROUP, INC.
CRD#: 13787 / SEC#: 801-47970, 8-28549
Contact information
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| LPL HOLDINGS, INC. | PARENT COMPANY | |
| ARNOLD, DAN HOGAN JR | MANAGING DIRECTOR, HEAD OF STRATEGY | 2557410 |
| CASADY, MARK STEPHEN | CHAIRMAN OF THE BOARD | 2313239 |
| DWYER, WILLIAM EDWARD III | MANAGING DIRECTOR, PRESIDENT, NATIONAL SALES & MARKETING | 1274680 |
| LANK, STEPHEN | SVP OPERATIONS | 2997028 |
| MCDERMOTT, JOHN JEROME JR. | MANAGING DIRECTOR, CHIEF ENTERPRISE RISK OFFICER | 4025460 |
| MITCHELL, CHRISTOPHER MILLS | FINOP | 2420144 |
| STEARNS, ESTHER MARION | DIRECTOR | 1088948 |
| VANNOY-PINEDA, KATHLEEN DENISE | EVP AND CHIEF COMPLIANCE OFFICER - BROKERAGE | 1347526 |
Disclosures
| Regulatory Event | 27 |
| Arbitration | 3 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
