Kerry S. Hamana

BALANZ CAPITAL USA LLC

CORAL GABLES, FL 33134

Some features on this profile are disabled

CRD#: 1326963

Professional summary

Kerry Seishi Hamana, who also goes by Kerry Hamana, is a registered financial professional currently at BALANZ CAPITAL USA LLC located in Coral Gables, Florida.

Kerry is registered as a RR (Registered Representative) and started their career in finance in 1986. Kerry has worked at 9 firms and has passed the Series 63, Series 99TO, SIE, Series 7, Series 10, Series 9, Series 24 and Series 8 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Kerry Hamana

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Kerry Seishi Hamana's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

October 7, 2024 - Present

BALANZ CAPITAL USA LLC

Office #1: 2811 Ponce De Leon Blvd Suite 710, Coral Gables, FL 33134

CRD#: 325914

CORAL GABLES, FL

Past

October 18, 2019 - July 31, 2024

ROBERTSON STEPHENS CAPITAL MARKETS, LLC

CRD#: 290635

San Francisco, CA

Past

April 12, 2013 - February 1, 2019

FIRST REPUBLIC SECURITIES COMPANY, LLC

CRD#: 105108

SAN FRANCISCO, CA

Past

October 19, 2012 - April 8, 2013

SVB SECURITIES, A NON-BANK AFFILIATE OF SILICON VALLEY BANK

CRD#: 46902

SAN FRANCISCO, CA

Past

October 6, 2010 - August 1, 2012

RUSSELL INVESTMENTS IMPLEMENTATION SERVICES, LLC

CRD#: 329

SEATTLE, WA

Past

April 28, 2010 - October 12, 2010

WELLS FARGO SECURITIES, LLC

CRD#: 126292

CHARLOTTE, NC

Past

April 23, 2008 - December 31, 2008

REGENT CAPITAL GROUP, INC.

CRD#: 126881

WESTLAKE VILLAGE, CA

Past

October 20, 1986 - April 26, 2006

CHARLES SCHWAB & CO., INC.

CRD#: 5393

SAN FRANCISCO, CA

Past

May 21, 1986 - November 3, 1986

INTERFIRST CAPITAL CORPORATION

CRD#: 7659

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Florida
(10/10/2024)

Exams

State Security Law Exam

Series 63

Date: 10/24/1986

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 99TO

Date: 1/2/2023

Operations Professional Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 5/17/1986

General Securities Representative Examination

Principal/Supervisory Exam

Series 10

Date: 1/2/2023

General Securities Sales Supervisor - General Module Examination

Principal/Supervisory Exam

Series 9

Date: 1/2/2023

General Securities Sales Supervisor - Options Module Examination

Principal/Supervisory Exam

Series 24

Date: 3/6/2006

General Securities Principal Examination

Principal/Supervisory Exam

Series 8

Date: 6/8/1988

General Securities Sales Supervisor Examination (Options Module & General Module)

SRO Registrations

FINRA

Current Firm

BALANZ CAPITAL USA LLC

BALANZ CAPITAL | BALANZ CAPITAL USA LLC

CRD#: 325914 / SEC#: , 8-71085

Broker-Dealer Firm Regulated by FINRA (Florida district office)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

2811 Ponce De Leon Blvd Suite 710, Coral Gables, FL 33134

Mailing Address

2811 Ponce De Leon Blvd Suite 710, Coral Gables, FL 33134

Phone number

(786) 687-4066

Established

Florida since 06/06/2022

Firm type

Limited Liability Company

Fiscal year end

December

Firm Size

Small

# of Employees

FINRA licenses (1 States and Territories)

Documents

Direct owners and executive officers

Name	Position	CRD#
BALANZ HOLDINGS US LLC	SOLE MEMBER
GANTER, RICHARD LEO	MANAGING DIRECTOR, PRESIDENT	1528266
GILMAN, ROBERT CRAIG	FINOP	1738412
GONZALES, PHILIPPE ROGER	CCO AMLRO	5667179
HAMANA, KERRY SEISHI	COO	1326963
LUCIER, ALFRED ARTHUR II	MANAGING DIRECTOR, CEO	2872941

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Noah Alweiss

MORGAN STANLEY

IAR

Miami, FL

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Kerry S. Hamana

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Kerry Seishi Hamana's CRS (Customer Relationship Summary).

Certified licenses

Experience

ROBERTSON STEPHENS CAPITAL MARKETS, LLC

FIRST REPUBLIC SECURITIES COMPANY, LLC

SVB SECURITIES, A NON-BANK AFFILIATE OF SILICON VALLEY BANK

RUSSELL INVESTMENTS IMPLEMENTATION SERVICES, LLC

WELLS FARGO SECURITIES, LLC

REGENT CAPITAL GROUP, INC.

CHARLES SCHWAB & CO., INC.

INTERFIRST CAPITAL CORPORATION

State Registrations and Notice Filings

Exams

Series 63

Date: 10/24/1986

Series 99TO

Date: 1/2/2023

SIE

Date: 10/1/2018

Series 7

Date: 5/17/1986

Series 10

Date: 1/2/2023

Series 9

Date: 1/2/2023

Series 24

Date: 3/6/2006

Series 8

Date: 6/8/1988

FINRA

Current Firm

BALANZ CAPITAL USA LLC

Contact information

FINRA licenses (1 States and Territories)

Documents

Direct owners and executive officers

Red Flags

Company Information

BALANZ CAPITAL USA LLC

TRUST BUT VERIFY

Similar Advisors