Roberto Olson Cortes

CAPITALIA ADVISORS LLC

GUAYNABO, PR 00969

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CRD#: 1326952

Professional summary

Roberto Olson Cortes, who also goes by Bobby Olson, Roberto Olson, is a registered financial advisor currently at CAPITALIA ADVISORS LLC located in Guaynabo, .

Roberto is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1985. Roberto has worked at 7 firms and has passed the Series 65, Series 66, Series 7, Series 24 and Series 27 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Bobby Olson | Roberto Olson

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Roberto Olson Cortes's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

February 6, 2015 - Present

CAPITALIA ADVISORS LLC

Office #1: Ave. Palma Real #2 Suite 103, Guaynabo, PR 00969

RIA

CRD#: 173030

GUAYNABO, PR

Past

November 13, 2008 - March 21, 2011

UBS FINANCIAL SERVICES INC.

CRD#: 8174

SAN JUAN, PR

Past

November 13, 2008 - June 21, 2011

UBS FINANCIAL SERVICES INCORPORATED OF PUERTO RICO

CRD#: 13042

SAN JUAN, PR

Past

August 31, 2004 - November 28, 2006

POPULAR SECURITIES, LLC

CRD#: 8096

SAN JUAN, PR

Past

June 25, 1997 - October 8, 2003

DORAL SECURITIES, INC.

CRD#: 40944

PUERTO NUEVO, PR

Past

April 11, 1988 - November 29, 1995

LEHMAN BROTHERS INC.

CRD#: 7506

NEW YORK, NY

Past

March 19, 1985 - April 11, 1988

E. F. HUTTON & COMPANY INC

CRD#: 235

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Puerto Rico
(2/6/2015)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 12/16/2014

Uniform Investment Adviser Law Examination

State Security Law Exam

IAR

Series 66

Date: 6/5/2009

Uniform Combined State Law Examination

General Industry/Product Exam

Series 7

Date: 3/16/1985

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 8/2/1997

General Securities Principal Examination

Principal/Supervisory Exam

Series 27

Date: 3/1/1997

Financial and Operations Principal Examination

Current Firm

CAPITALIA ADVISORS LLC

CRD#: 173030 / SEC#:

Puerto Rico

Registered Investment Advisory firm - (2/6/2015 Approved)

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Contact information

Main Address

Ave. Palma Real #2, Suite 103, Guaynabo, PR 00970

Mailing Address

Po Box 0230, Guaynabo, PR 00970

Phone number

(787) 705-8694

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Roberto Olson Cortes

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Roberto Olson Cortes's CRS (Customer Relationship Summary).

Certified licenses

Experience

UBS FINANCIAL SERVICES INC.

UBS FINANCIAL SERVICES INCORPORATED OF PUERTO RICO

POPULAR SECURITIES, LLC

DORAL SECURITIES, INC.

LEHMAN BROTHERS INC.

E. F. HUTTON & COMPANY INC

State Registrations and Notice Filings

Exams

Series 65

Date: 12/16/2014

Series 66

Date: 6/5/2009

Series 7

Date: 3/16/1985

Series 24

Date: 8/2/1997

Series 27

Date: 3/1/1997

Current Firm

CAPITALIA ADVISORS LLC

Contact information

Documents

Red Flags

Company Information

CAPITALIA ADVISORS LLC

TRUST BUT VERIFY

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