Richard A. Miller

CSI WEALTH MANAGEMENT

ARCADIA, CA 91006

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CRD#: 1326949

Professional summary

Richard Anthony Miller, who also goes by Rick Miller, is a registered financial advisor currently at CSI WEALTH MANAGEMENT located in Arcadia, California.

Richard is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1984. Richard has worked at 15 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 26 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Rick Miller

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

PRESIDENT OF CSI CALIFORNIA SENIOR INFORMATION, INC. CSI WAS FOUNDED NOV. 2002. CSI PROVIDES EDUCATIONAL INFORMATION AND RESOURCES TO RETIREES AND SENIORS. I SPEND 2 A WEEK ON TASKS FOR CSI. ADDITIONALLY, I HAVE A CALIFORNIA LIFE & DISABILITY LICENSE #0665327. I HELP CLIENTS WITH LIFE INSURANCE, DEFERRED ANNUITIES, IMMEDIATE ANNUITIES AND LONG TERM CARE INSURANCE. I AM CERTIFIED FOR LTC INSURANCE CSI ALSO PROVIDES MEDI-CAL LTC PLANNING SERVICES AND FORMS COMPLETION. I SPEND 20-30 HRS EACH WEEK DOING NON-SECURITY RELATED INSURANCE BASED SELLING. CSI IS LOCATED AT: 20 E. FOOTHILL BLVD. #100 ARCADIA, CA 91006

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Richard Anthony Miller's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

July 18, 2024 - Present

CSI WEALTH MANAGEMENT

Office #1: 20 East Foothill Blvd., Suite 100, Arcadia, CA 91006

RIA

CRD#: 328963

ARCADIA, CA

Past

April 10, 2018 - December 13, 2022

CREATIVEONE WEALTH, LLC

RIA

CRD#: 281213

ARCADIA, CA

Past

June 4, 2012 - July 29, 2015

AVALON INVESTMENT & SECURITIES GROUP, INC.

CRD#: 6281

MUSCLE SHOALS, AL

Past

March 8, 2006 - June 18, 2012

USA FINANCIAL SECURITIES LLC

RIA

CRD#: 103857

ARCADIA, CA

Past

January 13, 2006 - June 18, 2012

USA FINANCIAL SECURITIES LLC

CRD#: 103857

ARCADIA, CA

Past

September 2, 2004 - January 11, 2006

STUART SECURITIES CORP.

CRD#: 47076

NORCROSS, GA

Past

June 24, 2004 - August 2, 2004

USA FINANCIAL SECURITIES LLC

CRD#: 103857

ADA, MI

Past

February 23, 2001 - June 17, 2004

CETERA WEALTH SERVICES, LLC

CRD#: 13572

EL SEGUNDO, CA

Past

January 28, 2000 - December 22, 2000

BROOKSTREET SECURITIES CORPORATION

CRD#: 14667

SAN JUAN CAPISTRANO, CA

Past

October 1, 1998 - November 16, 1999

FINANCIAL DESIGNS CORPORATION

CRD#: 14829

CLAREMONT, CA

Past

June 6, 1994 - September 1, 1998

WMA SECURITIES, INC.

CRD#: 32625

DULUTH, GA

Past

December 23, 1992 - June 6, 1994

TRANSAMERICA FINANCIAL ADVISORS, LLC

CRD#: 16164

PHILADELPHIA, PA

Past

July 18, 1991 - February 27, 1992

OSAIC WEALTH, INC.

CRD#: 23131

SCOTTSDALE, AZ

Past

August 21, 1990 - July 23, 1991

GUARDIAN INVESTOR SERVICES LLC

CRD#: 6635

NEW YORK, NY

Past

November 19, 1989 - March 7, 1990

OSAIC WEALTH, INC.

CRD#: 23131

SCOTTSDALE, AZ

Past

September 19, 1989 - November 19, 1989

INTEGRATED RESOURCES EQUITY CORPORATION

CRD#: 6403

Past

June 20, 1988 - September 28, 1989

FEDERATION FOR FINANCIAL INDEPENDENCE

CRD#: 13355

Past

March 20, 1987 - May 20, 1988

FINANCIAL DESIGNS CORPORATION

CRD#: 14829

Past

July 21, 1986 - February 2, 1987

UR FINANCIAL, INC.

CRD#: 10509

Past

December 19, 1984 - August 14, 1986

FINANCIAL DESIGNS CORPORATION

CRD#: 14829

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(7/18/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 11/8/2017

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 12/7/2006

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 7/29/2015

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 12/15/1984

General Securities Representative Examination

Principal/Supervisory Exam

Series 26

Date: 1/4/1995

Investment Company Products/Variable Contracts Principal Examination

Current Firm

CSI WEALTH MANAGEMENT

CRD#: 328963 / SEC#:

California

Registered Investment Advisory firm - (7/18/2024 Approved)

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Contact information

Main Address

20 East Foothill Blvd., Suite 100, Arcadia, CA 91006

Mailing Address

Phone number

(626) 294-0414

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Richard A. Miller

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Richard Anthony Miller's CRS (Customer Relationship Summary).

Certified licenses

Experience

CREATIVEONE WEALTH, LLC

AVALON INVESTMENT & SECURITIES GROUP, INC.

USA FINANCIAL SECURITIES LLC

USA FINANCIAL SECURITIES LLC

STUART SECURITIES CORP.

USA FINANCIAL SECURITIES LLC

CETERA WEALTH SERVICES, LLC

BROOKSTREET SECURITIES CORPORATION

FINANCIAL DESIGNS CORPORATION

WMA SECURITIES, INC.

TRANSAMERICA FINANCIAL ADVISORS, LLC

OSAIC WEALTH, INC.

GUARDIAN INVESTOR SERVICES LLC

OSAIC WEALTH, INC.

INTEGRATED RESOURCES EQUITY CORPORATION

FEDERATION FOR FINANCIAL INDEPENDENCE

FINANCIAL DESIGNS CORPORATION

UR FINANCIAL, INC.

FINANCIAL DESIGNS CORPORATION

State Registrations and Notice Filings

Exams

Series 65

Date: 11/8/2017

Series 63

Date: 12/7/2006

SIE

Date: 7/29/2015

Series 7

Date: 12/15/1984

Series 26

Date: 1/4/1995

Current Firm

CSI WEALTH MANAGEMENT

Contact information

Documents

Red Flags

Company Information

CSI WEALTH MANAGEMENT

TRUST BUT VERIFY

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