Bradford J. Colby
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Bradford James Colby, CFP®, ChFC®, CLU®, who also goes by Brad James Colby, was a registered financial professional .
Bradford is a previously registered financial professional and started their career in finance in 1984. Bradford had worked at 11 firms and has passed the Series 65, Series 63, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 27, 2006 - December 31, 2024
G. MURPHY & ASSOCIATES, INC.
May 6, 2002 - December 19, 2006
AMR RETIREMENT SERVICES, INC.
February 28, 2001 - March 21, 2001
VERAVEST INVESTMENTS, INC.
October 28, 1999 - January 26, 2001
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY
October 28, 1999 - January 26, 2001
OSAIC FA, INC.
December 9, 1998 - October 13, 1999
CONCOURSE FINANCIAL GROUP SECURITIES, INC.
January 5, 1994 - October 1, 1998
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY
January 5, 1994 - October 1, 1998
OSAIC FA, INC.
November 29, 1990 - December 10, 1993
THE PRUDENTIAL INSURANCE COMPANY OF AMERICA
November 29, 1990 - December 15, 1993
PRUCO SECURITIES, LLC.
August 14, 1989 - November 8, 1990
OSAIC FS, INC.
June 22, 1988 - August 16, 1989
NEW ENGLAND SECURITIES
December 18, 1984 - October 7, 1987
STANFORD SECURITIES INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
G. MURPHY & ASSOCIATES, INC.
CRD#: 123281 / SEC#:
Contact information
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
