Steven B. Frankel
Professional summary
Steven Bruce Frankel is a registered financial professional currently at ROSENBLATT SECURITIES INC. located in New York, New York.
Steven is registered as a RR (Registered Representative) and started their career in finance in 1984. Steven has worked at 4 firms and has passed the Series 63, SIE, Series 87, Series 16, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Steven Bruce Frankel's CRS (Customer Relationship Summary).
Certified licenses
Experience
May 9, 2022 - Present
ROSENBLATT SECURITIES INC.
Office #1: 40 Wall Street 59th Floor, New York, NY 10005September 23, 2010 - May 16, 2022
COLLIERS SECURITIES LLC
January 29, 2010 - September 21, 2010
PULSE TRADING, INC.
December 19, 1984 - November 25, 2008
CANACCORD GENUITY LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(5/9/2022)
(5/9/2022)
Exams
FINRA
NYSE American LLC
New York Stock Exchange
Current Firm
ROSENBLATT SECURITIES INC.
CRD#: 18377 / SEC#: , 8-24255
Contact information
FINRA licenses (15 States and Territories)
Disclosures
| Regulatory Event | 6 |
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