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PL

Peter B. Landau

UOB GLOBAL EQUITY SALES
NEW YORK, NY 10036
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CRD#: 1326761
PL
Peter Barzel LandauUOB GLOBAL EQUITY SALES

Professional summary


Peter Barzel Landau is a registered financial professional currently at UOB GLOBAL EQUITY SALES LLC located in New York, New York.

Peter is registered as a RR (Registered Representative) and started their career in finance in 1985. Peter has worked at 7 firms and has passed the Series 63, SIE and Series 7 exams.

Aliases


None

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary) - BD


Click below to view Peter Barzel Landau's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

September 26, 2003 - Present

UOB GLOBAL EQUITY SALES LLC

Office #1: 592 Fifth Avenue Suite 602, New York, NY 10036
BD
CRD#: 126500
NEW YORK, NY
Past

April 14, 1992 - December 3, 2001

SANDS BROTHERS & CO., LTD.

BD
CRD#: 26816
NEW YORK, NY
Past

July 5, 1989 - June 15, 1990

SBC WARBURG, INC.

BD
CRD#: 23745
NEW YORK, NY
Past

January 13, 1988 - April 7, 1990

DREXEL BURNHAM LAMBERT INCORPORATED

BD
CRD#: 7323
Past

March 18, 1987 - June 5, 1991

MORGAN STANLEY DW INC.

BD
CRD#: 7556
Past

August 16, 1985 - November 6, 1986

J.P. MORGAN SECURITIES LLC

BD
CRD#: 79
Past

February 21, 1985 - September 6, 1985

PRUDENTIAL EQUITY GROUP, LLC

BD
CRD#: 7471

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
New York
(9/26/2003)

Exams


State Security Law Exam
RR
Series 63
Date: 4/9/1985
Uniform Securities Agent State Law Examination
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA

Current Firm


UG
UOB GLOBAL EQUITY SALES LLC
UOB GLOBAL EQUITY SALES LLC

CRD#: 126500 / SEC#: , 8-65886

BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information


Main Address
592 Fifth Avenue, Suite 602, New York, NY 10036
Mailing Address
592 Fifth Avenue, Suite 602, New York, NY 10036
Phone number
(212) 398-6633
Established
New York since 11/22/2002
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (1 States and Territories)


Documents


Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers


NamePositionCRD#
UOB GLOBAL CAPITAL LLCMEMBER160659
BERKENFELD, HOWARD CRAIGCCO1932766
FORTINO, ROBERT ANTHONYFINOP1905741
GOSS, DAVID TUVIACEO4375267

Red Flags


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Company Information


UOB GLOBAL EQUITY SALES LLC

CRD#: 126500New York, NY 10036

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