Peter B. Landau
Professional summary
Peter Barzel Landau is a registered financial professional currently at UOB GLOBAL EQUITY SALES LLC located in New York, New York.
Peter is registered as a RR (Registered Representative) and started their career in finance in 1985. Peter has worked at 7 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Peter Barzel Landau's CRS (Customer Relationship Summary).
Certified licenses
Experience
September 26, 2003 - Present
UOB GLOBAL EQUITY SALES LLC
Office #1: 592 Fifth Avenue Suite 602, New York, NY 10036April 14, 1992 - December 3, 2001
SANDS BROTHERS & CO., LTD.
July 5, 1989 - June 15, 1990
SBC WARBURG, INC.
January 13, 1988 - April 7, 1990
DREXEL BURNHAM LAMBERT INCORPORATED
March 18, 1987 - June 5, 1991
MORGAN STANLEY DW INC.
August 16, 1985 - November 6, 1986
J.P. MORGAN SECURITIES LLC
February 21, 1985 - September 6, 1985
PRUDENTIAL EQUITY GROUP, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(9/26/2003)
Exams
FINRA
Current Firm
UOB GLOBAL EQUITY SALES LLC
CRD#: 126500 / SEC#: , 8-65886
Contact information
FINRA licenses (1 States and Territories)
Red Flags
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