William P. Childers
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
William Parrott Childers JR, who also goes by Bill Childers, Billy Childers Jr, was a registered financial professional .
William is a previously registered financial professional and started their career in finance in 1984. William had worked at 8 firms and has passed the Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 4, 2015 - December 31, 2022
TRADINGBLOCK
August 17, 2009 - October 30, 2015
MIDAMERICA FINANCIAL SERVICES, INC.
July 16, 1993 - August 31, 2007
FIRST MONTAUK SECURITIES CORP.
June 13, 1990 - July 15, 1993
GREEN HILL FINANCIAL SERVICE CORPORATION
June 30, 1988 - March 30, 1990
J.C. BRADFORD & CO.
June 12, 1987 - July 13, 1988
THE PINNACLE GROUP, INC.
June 5, 1986 - June 25, 1987
THE ROBINSON-HUMPHREY COMPANY, LLC
December 19, 1984 - June 4, 1986
FIRST JERSEY SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
TRADINGBLOCK
CRD#: 128605 / SEC#: , 8-66163
Contact information
FINRA licenses (52 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| CAMBRIA HOLDINGS INC. | OWNER | |
| HEFFERNAN, THOMAS ROBERT | VP | 5538731 |
| HOEH, PHILLIP JOHN | CCO | 2231877 |
| MARTINO, GARY ANTHONY | VP | 1458334 |
| OGILVIE, DONAL SHANNON | COO | 2863275 |
| VANDERHOOF, JOEL MICHAEL | PRESIDENT - INVESTMENT BANKING | 4152196 |
| WALLACE, ROBERT DIRLAM | CFO | 4606185 |
| WICKERT, JERE THOMAS | CEO AND PRESIDENT | 2079719 |
Disclosures
| Regulatory Event | 9 |
| Arbitration | 3 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
