Leon G. Glowe
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Leon George Glowe, who also goes by Leo Glowe, was a registered financial professional .
Leon is a previously registered financial professional and started their career in finance in 1985. Leon had worked at 5 firms and has passed the Series 65 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 17, 2003 - May 25, 2022
GLOWE & CO.
December 11, 1991 - November 3, 1992
G. R. PHELPS & CO., INC.
October 31, 1990 - December 11, 1991
OSAIC FS, INC.
April 24, 1990 - October 31, 1990
G. R. PHELPS & CO., INC.
September 3, 1985 - January 28, 1987
CADARET, GRANT & CO., INC.
April 26, 1985 - September 9, 1985
INDIVIDUAL'S SECURITIES LTD.
January 23, 1985 - May 24, 1985
OSAIC FS, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
GLOWE & CO.
CRD#: 120718 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 26 |
| AUM (Assets Under Management) | $ 4,337,275 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
