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Leon George Glowe

CRD# 1326501·Registered 1985 - 2022
Previously Registered: Being a previously registered professional could mean that Leon is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Leon George Glowe, who also goes by Leo Glowe, was a registered financial advisor. Leon was a previously registered financial professional and started their career in finance 1985 - 2022. Leon had worked at 5 firms and has passed the Series 65 and Series 7 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Leo Glowe

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

38 years in the financial services industry

Current & Past Employments

GLOWE & CO.·CRD# 120718
RIA
Henderson, NV
March 17, 2003 - May 25, 2022
G. R. PHELPS & CO., INC.·CRD# 173
BD
December 11, 1991 - November 3, 1992
OSAIC FS, INC.·CRD# 3870
BD
October 31, 1990 - December 11, 1991
G. R. PHELPS & CO., INC.·CRD# 173
BD
April 24, 1990 - October 31, 1990
CADARET, GRANT & CO., INC.·CRD# 10641
BD
September 3, 1985 - January 28, 1987
INDIVIDUAL'S SECURITIES LTD.·CRD# 7279
BD
April 26, 1985 - September 9, 1985
OSAIC FS, INC.·CRD# 3870
BD
January 23, 1985 - May 24, 1985

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Current Firm

G&
GLOWE & CO.

GLOWE & CO. | GLOWE LEON G.

CRD#: 120718

Contact Information

Main Address

Henderson, NV

Phone Number

(702) 435-1624

# of Employees

1

Documents

Latest Form ADV

Regulatory Assets Under Management

Total Number of Accounts

26

AUM (Assets Under Management)

$4,337,275

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

GLOWE & CO, 1806 MOUNTAIN RANCH AVE, HENDERSON, NV 89012. SOLE PROPRIETOR REGISTERED INVESTMENT ADVISOR, SEC FILE#801-36568, NJ# IA- 075117; 90 - 95% OF MY TIME.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 65 — Uniform Investment Adviser Law Examination

Passed May 2002About the Series 65 exam

Series 7 — General Securities Representative Examination

Passed Apr 1990About the Series 7 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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LG
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