Peter Ceko
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Peter Ceko, who also goes by Peter Nmn Ceko, was a registered financial professional .
Peter is a previously registered financial professional and started their career in finance in 1984. Peter had worked at 9 firms and has passed the Series 63, SIE, Series 3, Series 15, Series 5 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 30, 2023 - April 1, 2024
TJM INVESTMENTS, LLC
July 13, 2021 - January 3, 2023
TJM INVESTMENTS, LLC
January 9, 2015 - November 27, 2019
MAREX CAPITAL MARKETS INC.
July 10, 2012 - December 22, 2014
CCM SECURITIES, LLC
December 3, 2010 - July 19, 2011
MIZUHO SECURITIES USA LLC
July 25, 2007 - July 6, 2010
MF GLOBAL INC.
July 23, 1996 - July 27, 2007
NEWEDGE USA, LLC
January 3, 1992 - February 7, 1995
NOMURA SECURITIES INTERNATIONAL, INC.
April 6, 1989 - January 7, 1992
LEHMAN BROTHERS INC.
December 18, 1984 - April 5, 1989
KIDDER, PEABODY & CO. INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 15
Date: 10/23/1986
Foreign Currency Options ExaminationSeries 5
Date: 10/21/1986
Interest Rate Options ExaminationCurrent Firm
TJM INVESTMENTS, LLC
CRD#: 46300 / SEC#: , 8-51370
Contact information
FINRA licenses (34 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| TJM HOLDINGS, LLC | HOLDING COMPANY | |
| BEITLER, STEVE ALLEN | CHIEF EXECUTIVE OFFICER | 1893827 |
| BURKE, JOHN TERRENCE | CHIEF OPERATING OFFICER | 2116593 |
| DANG, STACY BINH | CHIEF COMPLIANCE OFFICER | 3143275 |
| MURPHY, THOMAS JAMES | CO-MANAGER | 857354 |
| RISINGER, COLLEEN SULLIVAN | FINOP CFO | 2812053 |
| SKWERES, DENISE PAREJKO | FINOP CFO | 5332253 |
Disclosures
| Regulatory Event | 12 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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