Michael E. Mullett
Professional summary
Michael Edward Mullett III, CFP®, who also goes by Michael E. Mullett III, Michael Mullett, Mike Mullett, is a registered financial advisor currently at MULLETT FINANCIAL LLC located in Austin, Texas.
Michael is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1984. Michael has worked at 7 firms and has passed the Series 63, SIE, Series 7, Series 9, Series 10, Series 24, Series 8 and Series 4 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Michael Edward Mullett III's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 26, 2024 - Present
MULLETT FINANCIAL LLC
February 8, 2022 - September 14, 2023
SCHWAB WEALTH ADVISORY, INC.
June 22, 2021 - February 8, 2022
CHARLES SCHWAB INVESTMENT ADVISORY, INC
September 7, 1999 - June 22, 2021
CHARLES SCHWAB & CO., INC.
September 7, 1999 - September 14, 2023
CHARLES SCHWAB & CO., INC.
September 22, 1998 - June 8, 1999
THE HUNTINGTON INVESTMENT COMPANY
June 12, 1991 - August 21, 1998
QUICK & REILLY, INC.
December 19, 1984 - May 24, 1991
AMERIPRISE ADVISOR SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(1/26/2024)
Exams
Series 8
Date: 5/12/1987
General Securities Sales Supervisor Examination (Options Module & General Module)Current Firm
MULLETT FINANCIAL LLC
CRD#: 328925 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 18 |
| AUM (Assets Under Management) | $ 13,082,195 |
Red Flags
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