Charles H. Hayes

MULTI-BANK SECURITIES

Southfield, MI 48075

Some features on this profile are disabled

CRD#: 1326385

Professional summary

Charles Hartkoff Hayes III, who also goes by Charles Hartkoff Hayes, Charles Hayes, III Charles Hartkoff Hayes, Charles H Hayes, is a registered financial professional currently at MULTI-BANK SECURITIES, INC. located in Southfield, Michigan.

Charles is registered as a RR (Registered Representative) and started their career in finance in 1985. Charles has worked at 14 firms and has passed the Series 63, Series 72, SIE, Series 3, Series 5 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Charles Hartkoff Hayes | Charles Hayes | Iii Charles Hartkoff Hayes | Charles H Hayes

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Charles Hartkoff Hayes III's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

August 9, 2024 - Present

MULTI-BANK SECURITIES, INC.

Office #1: 1000 Town Center #2300, Southfield, MI 48075

CRD#: 22098

Southfield, MI

Past

December 1, 2023 - August 7, 2024

BLAYLOCK VAN, LLC

CRD#: 145317

NEW YORK, NY

Past

September 26, 2019 - September 29, 2023

STERN BROTHERS & CO.

CRD#: 16325

ST. LOUIS, MO

Past

August 13, 2019 - September 16, 2019

SAN BLAS SECURITIES LLC

CRD#: 290605

CHICAGO, IL

Past

January 15, 2014 - September 16, 2019

IFS SECURITIES

CRD#: 40375

ATLANTA, GA

Past

October 11, 2012 - January 16, 2014

CAPITAL GUARDIAN, LLC

CRD#: 137919

CHARLOTTE, NC

Past

January 5, 2010 - November 20, 2012

MOORS & CABOT, INC.

CRD#: 594

BOSTON, MA

Past

July 13, 2007 - January 5, 2010

OPPENHEIMER & CO. INC.

CRD#: 249

BOSTON, MA

Past

April 7, 1989 - March 5, 2007

MORGAN STANLEY DW INC.

CRD#: 7556

NEW YORK, NY

Past

September 10, 1988 - January 17, 1989

CM&M FUTURES INC.

CRD#: 15845

NEW YORK, NY

Past

November 23, 1987 - January 17, 1989

HSBC SECURITIES (USA) INC.

CRD#: 19585

NEW YORK CITY, NY

Past

October 31, 1986 - June 11, 1987

SCHRODER & CO. INC.

CRD#: 6112

Past

May 5, 1986 - October 31, 1986

J.P. MORGAN SECURITIES LLC

CRD#: 79

Past

March 7, 1985 - May 12, 1986

SALOMON BROTHERS INC.

CRD#: 740

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Georgia
(8/9/2024)

Massachusetts
(8/9/2024)

Ohio
(8/9/2024)

South Carolina
(8/9/2024)

Virginia
(10/25/2024)

Exams

State Security Law Exam

Series 63

Date: 1/7/1985

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 72

Date: 1/2/2023

Government Securities Representative Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 3

Date: 11/3/1988

National Commodity Futures Examination

General Industry/Product Exam

Series 5

Date: 10/14/1988

Interest Rate Options Examination

General Industry/Product Exam

Series 7

Date: 12/15/1984

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

MULTI-BANK SECURITIES, INC.

CRD#: 22098 / SEC#: , 8-39547

Broker-Dealer Firm Regulated by FINRA (Chicago district office)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

1000 Town Center #2300, Southfield, MI 48075

Mailing Address

1000 Town Center #2300, Southfield, MI 48075

Phone number

(248) 291-1100

Established

Michigan since 08/17/1987

Firm type

Corporation

Fiscal year end

December

Firm Size

Small

# of Employees

FINRA licenses (53 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

Name	Position	CRD#
MULTI-BANK SERVICES, LTD.	SOLE SHAREHOLDER
DREWS, MICHAEL WAYNE	VICE CHAIRMAN	1664216
ELSNER, MERLIN AUBERON	CCO	5593423
KARSNER, MICHAEL STEPHEN	CHIEF FINANCIAL OFFICER/TREASURER	5751851
MACCAGNONE, DAVID THOMAS	CEO, CHAIRMAN	811479
MACCAGNONE, JEFFERY THOMAS	PRESIDENT/SECRETARY	2077369

Disclosures

Regulatory Event

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Bruce Parmenter

AMERIPRISE FINANCIAL SERVICES, LLC

IAR

Southgate, MI

Jack Jerzewski

LPL ENTERPRISE, LLC

IAR

TROY, MI

Lyndon Davis

LIGHTSQUARE WEALTH MANAGEMENT, LLC

IAR

Farmington Hills, MI

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Charles H. Hayes

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Charles Hartkoff Hayes III's CRS (Customer Relationship Summary).

Certified licenses

Experience

BLAYLOCK VAN, LLC

STERN BROTHERS & CO.

SAN BLAS SECURITIES LLC

IFS SECURITIES

CAPITAL GUARDIAN, LLC

MOORS & CABOT, INC.

OPPENHEIMER & CO. INC.

MORGAN STANLEY DW INC.

CM&M FUTURES INC.

HSBC SECURITIES (USA) INC.

SCHRODER & CO. INC.

J.P. MORGAN SECURITIES LLC

SALOMON BROTHERS INC.

State Registrations and Notice Filings

Exams

Series 63

Date: 1/7/1985

Series 72

Date: 1/2/2023

SIE

Date: 10/1/2018

Series 3

Date: 11/3/1988

Series 5

Date: 10/14/1988

Series 7

Date: 12/15/1984

FINRA

Current Firm

MULTI-BANK SECURITIES, INC.

Contact information

FINRA licenses (53 States and Territories)

Documents

Direct owners and executive officers

Disclosures

Red Flags

Company Information

MULTI-BANK SECURITIES, INC.

TRUST BUT VERIFY

Similar Advisors