Bradley J. Unruh
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Bradley John Unruh was a registered financial professional .
Bradley is a previously registered financial professional and started their career in finance in 1985. Bradley had worked at 6 firms and has passed the Series 65, Series 63, Series 3 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 25, 1999 - July 19, 2018
HALBERT WEALTH MANAGEMENT, INC
July 30, 1999 - February 28, 2007
PROFUTURES FINANCIAL GROUP, INC.
January 1, 1998 - December 11, 1998
BANC OF AMERICA INVESTMENT SERVICES, INC.
July 6, 1993 - January 1, 1998
NATIONSSECURITIES
September 11, 1989 - July 6, 1993
MORGAN STANLEY DW INC.
May 20, 1987 - April 14, 1989
KIDDER, PEABODY & CO. INCORPORATED
January 23, 1985 - March 30, 1987
MORGAN STANLEY DW INC.
Primary Firm SEC Registration
HALBERT WEALTH MANAGEMENT, INC
CRD#: 108294 / SEC#: 801-55411
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
HALBERT WEALTH MANAGEMENT, INC
CRD#: 108294 / SEC#: 801-55411
Contact information
SEC notice filing (15 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 1 |
| AUM (Assets Under Management) | $ 72,797,050 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
