Suzanne C. Ford
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Suzanne Collins Ford, who also goes by Suzanne Ina Collins, Suzanne Collins Ford, Suzanne Collins Giroux, Suzanne Giroux, Suzanne Collins Marra, was a registered financial professional .
Suzanne is a previously registered financial professional and started their career in finance in 1985. Suzanne had worked at 10 firms and has passed the Series 65, Series 66, Series 63, Series 3, Series 7, Series 8 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 2, 2010 - March 22, 2021
FORD, SUZANNE COLLINS
March 23, 2004 - July 3, 2007
AMERIPRISE ADVISOR SERVICES, INC.
October 29, 2002 - July 3, 2007
AMERIPRISE ADVISOR SERVICES, INC.
January 1, 1997 - November 1, 2002
CHARLES SCHWAB & CO., INC.
September 13, 1995 - March 13, 1996
PRUDENTIAL EQUITY GROUP, LLC
November 5, 1992 - August 29, 1995
LPL FINANCIAL LLC
January 1, 1992 - October 23, 1992
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
May 8, 1990 - March 27, 1991
UBS FINANCIAL SERVICES INC.
March 27, 1989 - May 15, 1990
CITIGROUP GLOBAL MARKETS INC.
January 21, 1988 - April 13, 1989
DREXEL BURNHAM LAMBERT INCORPORATED
January 14, 1985 - February 4, 1988
LEHMAN BROTHERS INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 8
Date: 12/17/1997
General Securities Sales Supervisor Examination (Options Module & General Module)Current Firm
FORD, SUZANNE COLLINS
CRD#: 149465 / SEC#:
Contact information
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
