Frank P. Meadows
Professional summary
Frank Pleasants Meadows III was barred by the SEC from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Frank is a previously registered financial professional and started their career in finance in 1985. Prior to being barred, Frank had worked at 6 firms, which includes CAPITAL INVESTMENT GROUP INC., MID-ATLANTIC SECURITIES INC., CONSECO FINANCIAL SERVICES INC., ROBERT THOMAS SECURITIES INC, MML INVESTORS SERVICES LLC, THE ROBINSON-HUMPHREY COMPANY LLC.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 2, 1993 - January 30, 1997
CAPITAL INVESTMENT GROUP, INC.
August 21, 1989 - August 17, 1993
MID-ATLANTIC SECURITIES, INC.
October 13, 1986 - December 31, 1988
CONSECO FINANCIAL SERVICES, INC.
May 17, 1986 - August 25, 1989
ROBERT THOMAS SECURITIES, INC
May 23, 1985 - June 20, 1985
MML INVESTORS SERVICES, LLC
May 23, 1985 - February 13, 1986
THE ROBINSON-HUMPHREY COMPANY, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 15
Date: 11/18/1986
Foreign Currency Options ExaminationSeries 8
Date: 11/18/1986
General Securities Sales Supervisor Examination (Options Module & General Module)Current Firm
CAPITAL INVESTMENT GROUP, INC.
CRD#: 14752 / SEC#: , 8-31225
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| R.B.S.B. FAMILY TRUST | OWNER | |
| NICHOLSON, WILLIAM BATEMAN SR | SHAREHOLDER | 2585041 |
| BATTLE, RICHARD STAATS | SHAREHOLDER | 2349045 |
| BROOKS, BENJAMIN TIMOTHY III | PRESIDENT | 2206321 |
| BRYANT, RICHARD KING | CEO/TREASURER/FINOP/CO-TRUSTEE | 1069685 |
| DRESSLER, KURT ALAN | SHAREHOLDER | 2381036 |
| EDDINS, WILLIAM HAROLD JR | ASSISTANT VICE PRESIDENT | 1724993 |
| HARDEN, RONALD TODD | SHAREHOLDER | 1528810 |
| KING, RONALD LEE | CHIEF COMPLIANCE OFFICER | 2530489 |
| MCDONALD, CORNELIUS TRAWICK III | ASSISTANT VICE PRESIDENT | 1288377 |
| SADLER, SUZANNE BRYANT | CO-TRUSTEE | 6313854 |
Disclosures
| Regulatory Event | 7 |
| Arbitration | 3 |
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