Hugh B. Gordon
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Hugh Bart Gordon was a registered financial professional .
Hugh is a previously registered financial professional and started their career in finance in 1985. Hugh had worked at 9 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 17, 2010 - January 5, 2015
BMO CAPITAL MARKETS GKST INC.
February 5, 2008 - December 16, 2010
OPPENHEIMER & CO. INC.
November 28, 2006 - January 29, 2008
HILLTOP SECURITIES INC.
February 2, 2000 - December 13, 2006
RBC CAPITAL MARKETS, LLC
May 20, 1998 - February 18, 2000
ADVEST, INC.
April 21, 1998 - June 2, 1998
FIRST CLEARING, LLC
August 18, 1994 - August 20, 1996
MERIDIAN SECURITIES, INC.
July 27, 1987 - August 20, 1994
MARCUS, STOWELL & BEYE GOVERNMENT SECURITIES, INC.
February 25, 1985 - August 18, 1994
MARCUS, STOWELL & BEYE, INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
BMO CAPITAL MARKETS GKST INC.
CRD#: 8352 / SEC#: , 8-25091
Contact information
Documents
Disclosures
| Regulatory Event | 5 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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