Ellen P. Shea
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Ellen Pierce Shea, CFP®, who also goes by Ellen M Pierce, Ellen Pierce, Ellen M Pietrzykoski, Ellen Marie Pietrzykoski, was a registered financial professional .
Ellen is a previously registered financial professional and started their career in finance in 1984. Ellen had worked at 8 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Start date: 2020
Experience
August 8, 2023 - October 17, 2025
BRYN MAWR TRUST ADVISORS, LLC
September 17, 2018 - August 9, 2023
BELL ROCK CAPITAL, LLC
October 6, 2017 - September 7, 2018
HIGHTOWER ADVISORS, LLC
July 28, 2017 - September 7, 2018
HIGHTOWER SECURITIES, LLC
July 8, 1988 - May 4, 1999
LIEBER & COMPANY
March 3, 1987 - June 10, 1988
TUCKER ANTHONY INCORPORATED
September 5, 1985 - February 3, 1987
DREXEL BURNHAM LAMBERT INCORPORATED
December 5, 1984 - April 16, 1985
GENESIS ADVISORS, INC.
Primary Firm SEC Registration
BRYN MAWR TRUST ADVISORS, LLC
CRD#: 285359 / SEC#: 801-108434
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
BRYN MAWR TRUST ADVISORS, LLC
CRD#: 285359 / SEC#: 801-108434
Contact information
SEC notice filing (20 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 3,371 |
| AUM (Assets Under Management) | $ 3,011,732,671 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/13/2024 | ||
| 04/09/2024 | ||
| 02/27/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
