Raymond J. Serra
Professional summary
Raymond John Serra JR, who also goes by Ray Serra Jr, is a registered financial advisor currently at NARROW PATH GUIDANCE, LLC located in East Hampton, Connecticut.
Raymond is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2003. Raymond has worked at 4 firms and has passed the Series 66, Series 63, Series 6TO, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Raymond John Serra JR's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 2, 2026 - Present
NARROW PATH GUIDANCE, LLC
Office #1: 11 West High Street, East Hampton, CT 06424March 6, 2019 - May 4, 2023
OSAIC WEALTH, INC.
August 1, 2018 - May 4, 2023
OSAIC WEALTH, INC.
February 10, 2016 - March 6, 2019
RICHARD A. NORKUN & ASSOCIATES, LLC
July 28, 2015 - August 1, 2018
FSC SECURITIES CORPORATION
February 6, 2003 - October 26, 2006
FSC SECURITIES CORPORATION
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(1/2/2026)
Exams
Series 6TO
Date: 1/2/2023
Investment Company Products/Variable Contracts Representative ExaminationCurrent Firm
NARROW PATH GUIDANCE, LLC
CRD#: 338470 / SEC#:
Contact information
Red Flags
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