Odette S. Thurston

HEADINVEST

Portland, ME 04101-4194

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CRD#: 1325686

Professional summary

Odette Suzanne Thurston, who also goes by Odette Suzanne Galli, is a registered financial advisor currently at HEADINVEST located in Portland, Maine.

Odette is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1985. Odette has worked at 7 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Odette Suzanne Galli

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. MAINE ISLAND TRAIL ASSOCIATION, NON-INVESTMENT RELATED, ADDRESS: PORTLAND, MAINE 04101, NON-PROFIT CONSERVATION ORGANIZATION, POSITION: TRUSTEE, START DATE: 06/2013, 1 TO 9 HOURS DEVOTED A MONTH, DUTIES: VOLUNTEER. 2. WINDING BROOK COTTAGE, NON- INVESTMENT RELATED, ADDRESS: 28 WINDING BROOK ROAD, BAR HARBOR, MAINE 04609, VACATION PROPERTY, OWNER, START DATE: 2002, 1 HOUR DEVOTED A MONTH, VACATION HOME THAT IS OWNED, MAINTAINED AND RENTED ON OCCASION. 3. Maine Appalachian Trail Land Trust, FINANCE COMMITTEE, NON-INVESTMENT RELATED, NON-PROFIT, 4 HOURS PER YEAR. 4. MAINE HEALTH ACCESS FOUNDATION, FINANCE COMMITTEE, NON-INVESTMENT RELATED, NON-PROFIT, 2 HOURS PER QUARTER.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Odette Suzanne Thurston's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

September 13, 2019 - Present

HEADINVEST

Office #1: 7 Custom House St 4th Floor, Portland, ME 04101-4194

RIA

CRD#: 140518

Portland, ME

Past

May 1, 2015 - September 19, 2019

CRIBSTONE CAPITAL MANAGEMENT, LLC

RIA

CRD#: 174974

AUGUSTA, ME

Past

May 1, 2015 - January 26, 2017

PURSHE KAPLAN STERLING INVESTMENTS

CRD#: 35747

Augusta, ME

Past

November 13, 2013 - May 19, 2015

AMERIPRISE FINANCIAL SERVICES, LLC

RIA

CRD#: 6363

AUGUSTA, ME

Past

September 10, 2013 - May 13, 2015

AMERIPRISE FINANCIAL SERVICES, LLC

CRD#: 6363

AUGUSTA, ME

Past

June 12, 1995 - September 29, 1998

COLUMBIA MANAGEMENT INVESTMENT DISTRIBUTORS, INC.

CRD#: 840

BOSTON, MA

Past

January 2, 1987 - August 24, 1993

MORGAN STANLEY & CO. LLC

CRD#: 8209

NEW YORK, NY

Past

March 20, 1985 - June 27, 1985

L. F. ROTHSCHILD & CO. INCORPORATED

CRD#: 501

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

HEADINVEST

ANDROSCOGGIN SAVINGS BANK | HEADINVEST, LLC | HEADINVEST | HEAD AND ASSOCIATES, LLC | HEAD AND ASSOCIATES

CRD#: 140518 / SEC#: 801-66773

RIA

Registered Investment Advisory firm - (6/8/2006 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Maine
(9/13/2019)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 11/12/2013

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 2/27/1985

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 1/26/2017

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 9/10/2013

General Securities Representative Examination

Current Firm

HEADINVEST

ANDROSCOGGIN SAVINGS BANK | HEADINVEST, LLC | HEADINVEST | HEAD AND ASSOCIATES, LLC | HEAD AND ASSOCIATES

CRD#: 140518 / SEC#: 801-66773

RIA

Registered Investment Advisory firm - (6/8/2006 Approved)

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Contact information

Main Address

7 Custom House St 4th Floor, Portland, ME 04101-4194

Mailing Address

Phone number

(207) 773-5333

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (11 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

HEADINVEST LLC BROCHURE (3/10/2025)

Regulatory assets under management

Total Number of Accounts	1,232
AUM (Assets Under Management)	$ 969,679,151

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Odette S. Thurston

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Odette Suzanne Thurston's CRS (Customer Relationship Summary).

Certified licenses

Experience

CRIBSTONE CAPITAL MANAGEMENT, LLC

PURSHE KAPLAN STERLING INVESTMENTS

AMERIPRISE FINANCIAL SERVICES, LLC

AMERIPRISE FINANCIAL SERVICES, LLC

COLUMBIA MANAGEMENT INVESTMENT DISTRIBUTORS, INC.

MORGAN STANLEY & CO. LLC

L. F. ROTHSCHILD & CO. INCORPORATED

Primary Firm SEC Registration

HEADINVEST

State Registrations and Notice Filings

Exams

Series 66

Date: 11/12/2013

Series 63

Date: 2/27/1985

SIE

Date: 1/26/2017

Series 7

Date: 9/10/2013

Current Firm

HEADINVEST

Contact information

SEC notice filing (11 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

HEADINVEST

TRUST BUT VERIFY

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